Wealth manager, independent · Plano, TX
Legacy Consulting Group
Legacy CG LLC · SEC-registered investment adviser · CRD 108541 · SEC 801-57457
At a glance
Legacy Consulting Group is an SEC-registered investment adviser based in Plano, Texas, with $379 million in regulatory assets under management as of its Form ADV filed March 11, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 198 individual clients. By Form ADV it is a wealth manager, ranked 3,675th of 8,915 wealth managers and 9,057th of 17,210 SEC-registered advisers by assets.
Main office 972-599-4750legacyconsultinggroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $379M
- Rank among wealth managers
- #3,675 of 8,915
- Rank among all SEC RIAs
- #9,057 of 17,210
- Rank in Texas
- #600 of 1,081
- Individual clients
- 198
- High-net-worth clients
- 141
- Accounts
- 516
- Discretionary
- 97% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Steven G. WachsPresident, Chief Compliance Officer
- Roger A. ShakeVp/sec/treas.
- Matthew P. QuinnMember
- Jennifer K. BolingMember
Custody and brokerage
Broker-dealer
Hybrid RIA
Legacy Consulting Group is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Perryman Securities, Inc..
- Perryman Securities, Inc. ↗CRD 116502
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, November 2025
Its Form ADV brochure (filed March 2026) names Perryman Securities as the broker-dealer its advisers are registered with.
Some of our Advisory Agents are registered representatives of Perryman Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 141 | $349M | 92% |
| Charitable organizations | 2 | $12M | 3% |
| Individuals | 57 | $9M | 2% |
| Pension and profit sharing plans | 1 | $5M | 1% |
| Corporations or other businesses | 2 | $3M | <1% |
| Other | 6 | $1M | <1% |
Disciplinary disclosures
Legacy Consulting Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗legacyconsultinggroup.com ↗
AtlasMembers
The full record on Legacy Consulting Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,163 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Legacy Consulting Group manage?
Legacy Consulting Group reports $379 million in regulatory assets under management across 516 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 11, 2026.
What kind of firm is Legacy Consulting Group?
Legacy Consulting Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Legacy Consulting Group’s clients?
By assets, its largest client types are high-net-worth individuals ($349 million, 141 clients); charitable organizations ($12 million, 2 clients); individuals ($9 million, 57 clients).
Does Legacy Consulting Group have any disciplinary history?
Legacy Consulting Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Legacy Consulting Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →