Asset manager
Uniwealth Advisors, Inc.
SEC-registered investment adviser · CRD 138009 · SEC 801-66275
At a glance
Uniwealth Advisors, Inc. is an SEC-registered investment adviser based in United States, with $373 million in regulatory assets under management as of its Form ADV filed March 11, 2026. Its largest client group by assets is state or municipal government entities, and it reports 5 individual clients. By Form ADV it is a asset manager, ranked 1,823rd of 3,218 asset managers and 9,124th of 17,210 SEC-registered advisers by assets.
- Regulatory AUM
- $373M
- Rank among asset managers
- #1,823 of 3,218
- Rank among all SEC RIAs
- #9,124 of 17,210
- Individual clients
- 5
- High-net-worth clients
- 0
- Accounts
- 18
- Discretionary
- 1% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Stefano U. FanfaniPresident & Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Uniwealth Advisors, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Portfolio Resources Group as the broker-dealer its advisers are registered with.
Stefano Fanfani is a registered representative with Portfolio Resources Group, Inc. a registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 3 | $372M | 100% |
| Individuals | 5 | $1M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Uniwealth Advisors, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Uniwealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 962 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Uniwealth Advisors, Inc. manage?
Uniwealth Advisors, Inc. reports $373 million in regulatory assets under management across 18 accounts, 1% of it on a discretionary basis, on its Form ADV filed March 11, 2026.
What kind of firm is Uniwealth Advisors, Inc.?
Uniwealth Advisors, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Uniwealth Advisors, Inc.’s clients?
By assets, its largest client types are state or municipal government entities ($372 million, 3 clients); individuals ($757,748, 5 clients); corporations or other businesses ($262,348, 1 clients).
Does Uniwealth Advisors, Inc. have any disciplinary history?
Uniwealth Advisors, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Uniwealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →