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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6987
    Tactive Advisors, LLCSarasota, FL · 1,568 clientsWealth managerHybrid
    Schwab 84%
    $619M
  2. 6991
    Alexander Labrunerie & Co., Inc.Columbia, MO · 1,186 clientsWealth managerHybrid
    Schwab 100%
    $619M
  3. 6994
    Steadtrust654 clientsWealth managerHybrid
    Fidelity 71%SEI 29%
    $618M
  4. 6996
    Hubbell Strickland Wealth Management, LLCNew Orleans, LA · 505 clientsWealth managerHybrid
    Fidelity 100%
    $618M
  5. 7006
    Hilltop Wealth & Tax SolutionsMishawaka, IN · 837 clientsWealth managerHybrid
    Schwab 100%
    $616M
  6. 7018
    Mystic Asset ManagementWarwick, RI · 144 clientsWealth managerHybrid
    Schwab 100%
    $615M
  7. 7022
    Blue Owl Strategic Equity Advisors LLCNew York, NY · 1 clientsPrivate fund adviserHybridBlue Owl Securities LLC
    No custodian reported
    $614M
  8. 7028
    Capital A Wealth ManagementCranberry Twp., PA · 1,162 clientsWealth managerWrap sponsorHybrid
    Schwab 95%
    $613M
  9. 7034
    Quartz Partners Investment ManagementSaratoga Springs, NY · 772 clientsWealth managerWrap sponsorHybridEtico Partners, LLC, clears through RBC Capital Markets
    RBC 90%
    $612M
  10. 7036
    Mulholland Wealth Advisors, LLCScottsdale, AZ · 78 clientsAsset managerHybrid
    Schwab 76%Fidelity 24%
    $612M
  11. 7037
    Highmark Wealth Management LLCSt. Paul, MN · 429 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $612M
  12. 7048
    Hoopoe AdvisorsBoston, MA · 626 clientsWealth managerWrap sponsorHybridHoopoe Capital Markets, LLC, clears through RBC Capital Markets
    RBC 100%
    $610M
  13. 7050
    Stonemark Wealth ManagementPasadena, CA · 411 clientsWealth managerHybrid
    Fidelity Distributors Company 57%Schwab 43%
    $610M
  14. 7055
    Rose Capital Advisors, LLCMiami Beach, FL · 375 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $608M
  15. 7059
    Gradient Wealth ManagementArden Hills, MN · 4,553 clientsBroker-dealer firmHybrid
    SEI 46%
    $608M
  16. 7063
    The Enterprise Investment CompanyFarmington Hills, MI · 841 clientsWealth managerHybridThe Enterprise Securities Company
    Schwab 70%Fidelity 29%
    $607M
  17. 7065
    Trinity Investors Fund Advisors, LLCSouthlake, TX · 56 clientsBroker-dealer firmHybridTpeg Securities, LLC
    No custodian reported
    $607M
  18. 7066
    Shah Wealth AdvisorsChino Hills, CA · 142 clientsWealth managerHybrid
    Schwab 100%
    $606M
  19. 7068
    Caldwell Sutter Capital, Inc.Sausalito, CA · 546 clientsBroker-dealer firmHybrid
    Wedbush Securities 52%Schwab 48%
    $606M
  20. 7069
    Prostatis Financial Advisors GroupHanover, MD · 1,568 clientsWealth managerHybrid
    Schwab 62%Fidelity 38%
    $605M
  21. 7070
    Tlwm FinancialSan Antonio, TX · 1,262 clientsWealth managerHybrid
    LPL Financial 100%
    $605M
  22. 7087
    Callodine Credit ManagementBoston, MA · 3 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    No custodian reported
    $603M
  23. 7105
    CHJ Wealth ManagementThe Woodlands, TX · 309 clientsWealth managerHybrid
    Schwab 100%
    $600M
  24. 7106
    Sequoia Wealth Management, LLCBarrington, IL · 1,640 clientsWealth managerWrap sponsorHybrid
    Assetmark Brokerage 61%LPL Financial 39%
    $600M
  25. 7116
    Lone Peak Global Investors, LLCAlpine, UT · 152 clientsAsset managerHybrid
    Northern Trust 29%Schwab 29%Fifth Third Securities 24%
    $598M
  26. 7117
    Concorde Asset Management, LLCAnn Arbor, MI · 3,705 clientsWealth managerHybridConcorde Investment Services, LLC, clears through Pershing, RBC Capital Markets
    Schwab 80%
    $598M
  27. 7125
    The Phoenix Fund Advisor LLCGuaynabo, PR · 2 clientsPrivate fund adviserHybridPariter Securities, LLC, clears through Axos Clearing
    No custodian reported
    $596M
  28. 7127
    CfciBloomington, IN · 1,083 clientsWealth managerHybrid
    Raymond James 100%
    $596M
  29. 7139
    Fund Direct Advisors Inc.Greensboro, NC · 155 clientsAsset managerHybrid
    MID Atlantic Capital Group 100%
    $593M
  30. 7140
    Greensledge Asset Management LLCGlastonbury, CT · 4 clientsPrivate fund adviserHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $593M
  31. 7144
    Gerber, LLCColumbus, OH · 220 clientsWealth managerHybrid
    Fidelity 100%
    $592M
  32. 7157
    Florida Atlantic Securities Corp.Miami, FL · 50 clientsBroker-dealer firmHybrid
    Northern Trust 65%Fidelity 35%
    $590M
  33. 7162
    Sequent Planning, LLCOmaha, NE · 6,015 clientsWealth managerHybrid
    Schwab 100%
    $589M
  34. 7175
    Brock Fiduciary Services LLCNew York, NYAsset managerHybridBrock Securities LLC
    No custodian reported
    $588M
  35. 7182
    Castle Rock Wealth Management, LLCWalnut Creek, CA · 2,040 clientsWealth managerHybrid
    Schwab 100%
    $587M
  36. 7187
    Diversified Financial Advisors, LLCTown and Country, MO · 641 clientsAsset managerHybrid
    Broadridge Business Process Outsourcing 65%LPL Financial 35%
    $586M
  37. 7189
    Northleaf Capital Advisors LTD.Toronto, Ontario, Canada · 4 clientsPrivate fund adviserHybridIPC Investment Corporation, IPC Securities Corporation
    Northleaf Capital Partners 97%
    $585M
  38. 7192
    Wellspring Wealth Management LLCAlpharetta, GA · 262 clientsWealth managerHybrid
    LPL Financial 100%
    $585M
  39. 7194
    Twin Peaks Wealth Advisors431 clientsWealth managerHybrid
    Schwab 67%Fidelity Distributors Company 33%
    $585M
  40. 7203
    Fortress Private Ledger, LLCRaleigh, NC · 704 clientsBroker-dealer firmHybrid
    Schwab 63%Interactive Brokers 37%
    $584M

RIAs by state