Asset manager · Scottsdale, AZ
Mulholland Wealth Advisors, LLC
SEC-registered investment adviser · CRD 282408 · SEC 801-107079
At a glance
Mulholland Wealth Advisors, LLC is an SEC-registered investment adviser based in Scottsdale, Arizona, with $612 million in regulatory assets under management as of its Form ADV filed April 1, 2026. Its largest client group by assets is other investment advisers, and it reports 74 individual clients. By Form ADV it is a asset manager, ranked 1,593rd of 3,218 asset managers and 7,036th of 17,210 SEC-registered advisers by assets.
Main office 310-272-8185mulhollandwa.comAs filed on Form ADV
- Regulatory AUM
- $612M
- Rank among asset managers
- #1,593 of 3,218
- Rank among all SEC RIAs
- #7,036 of 17,210
- Rank in Arizona
- #53 of 212
- Individual clients
- 74
- High-net-worth clients
- 4
- Accounts
- 141
- Discretionary
- 100% of AUM
- Employees
- 39
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Michael T. MessingerChief Executive Officer
- John C. YungChief Compliance Officer
- Richard M. DuffPresident
- Michael T. CheungPortfolio Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Mulholland Wealth Advisors, LLC is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 4 | $605M | 99% |
| Individuals | 70 | $6M | <1% |
| High-net-worth individuals | 4 | $0M | <1% |
Disciplinary disclosures
Mulholland Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗mulhollandwa.com ↗
AtlasMembers
The full record on Mulholland Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 1,012 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Mulholland Wealth Advisors, LLC manage?
Mulholland Wealth Advisors, LLC reports $612 million in regulatory assets under management across 141 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
What kind of firm is Mulholland Wealth Advisors, LLC?
Mulholland Wealth Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Mulholland Wealth Advisors, LLC’s clients?
By assets, its largest client types are other investment advisers ($605 million, 4 clients); individuals ($6 million, 70 clients); high-net-worth individuals ($201,581, 4 clients).
Does Mulholland Wealth Advisors, LLC have any disciplinary history?
Mulholland Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Mulholland Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →