Wealth manager, independent · The Woodlands, TX
CHJ Wealth Management
Carlton, Hofferkamp and Jenks Wealth Management, LLC · SEC-registered investment adviser · CRD 154238 · SEC 801-71684
At a glance
CHJ Wealth Management is an SEC-registered investment adviser based in The Woodlands, Texas, with $600 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 309 individual clients. By Form ADV it is a wealth manager, ranked 2,489th of 8,915 wealth managers and 7,105th of 17,210 SEC-registered advisers by assets.
Main office 281-298-2700chjwealthmanagement.comAs filed on Form ADV
- Regulatory AUM
- $600M
- Rank among wealth managers
- #2,489 of 8,915
- Rank among all SEC RIAs
- #7,105 of 17,210
- Rank in Texas
- #455 of 1,081
- Individual clients
- 309
- High-net-worth clients
- 124
- Accounts
- 696
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- James C. CarltonManaging Director
- John E. SinitiereChief Compliance Officer
- Erich E. BredlOwner
- Patricia TubbsOwner
- Claire C YatesOwner
Custody and brokerage
Broker-dealer
Hybrid RIA
CHJ Wealth Management is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
fund in the account (which will be disclosed in the fund’s prospectus) ▪ 12B-1 Fees ▪ Odd-lot differentials At the client’s request and agreement, certain CHJ employees that are registered representatives with Purshe Kaplan Sterling, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 124 | $568M | 95% |
| Individuals | 185 | $32M | 5% |
Disciplinary disclosures
CHJ Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗chjwealthmanagement.com ↗
AtlasMembers
The full record on CHJ Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,936 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does CHJ Wealth Management manage?
CHJ Wealth Management reports $600 million in regulatory assets under management across 696 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is CHJ Wealth Management?
CHJ Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are CHJ Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($568 million, 124 clients); individuals ($32 million, 185 clients).
Does CHJ Wealth Management have any disciplinary history?
CHJ Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is CHJ Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →