Broker-dealer firm · Miami, FL
Florida Atlantic Securities Corp.
SEC-registered investment adviser · CRD 43272 · SEC 801-136968
At a glance
Florida Atlantic Securities Corp. is an SEC-registered investment adviser based in Miami, Florida, with $590 million in regulatory assets under management as of its Form ADV filed July 22, 2026. Its largest client group by assets is charitable organizations, and it reports 44 individual clients. By Form ADV it is a broker-dealer firm, ranked 194th of 391 broker-dealer firms and 7,157th of 17,210 SEC-registered advisers by assets.
Main office 305-670-9250floridaatlantic.netAs filed on Form ADV
- Regulatory AUM
- $590M
- Rank among broker-dealer firms
- #194 of 391
- Rank among all SEC RIAs
- #7,157 of 17,210
- Rank in Florida
- #379 of 1,090
- Individual clients
- 44
- High-net-worth clients
- 21
- Accounts
- 74
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Alan Sidney PareiraDirector; Chairman, Trustee of Alan S Pareira Living Trust
- Gabriel Alberto RequenaCco; ROP, Principal, Shareholder
- Samuel Sewall BudlongVP, Shareholder
- William Trevor BeaneyCEO, Director, Shareholder
- Barbara Ann PareiraTrustee of Alan S Pareira 1997 Family Trust
Custody and brokerage
Broker-dealer
Hybrid RIA
Florida Atlantic Securities Corp. is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 5 | $386M | 66% |
| High-net-worth individuals | 21 | $179M | 30% |
| Individuals | 23 | $19M | 3% |
| Pooled investment vehicles | 1 | $6M | 1% |
Private funds
Florida Atlantic Securities Corp. reports 1 private funds with $6M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Florida Atlantic Securities Corp. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗floridaatlantic.net ↗
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- Assets, accounts, clients and staff from each filing
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Background
Questions
How much does Florida Atlantic Securities Corp. manage?
Florida Atlantic Securities Corp. reports $590 million in regulatory assets under management across 74 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 22, 2026.
What kind of firm is Florida Atlantic Securities Corp.?
Florida Atlantic Securities Corp. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Florida Atlantic Securities Corp.’s clients?
By assets, its largest client types are charitable organizations ($386 million, 5 clients); high-net-worth individuals ($179 million, 21 clients); individuals ($19 million, 23 clients).
Does Florida Atlantic Securities Corp. manage private funds?
Yes. It reports 1 private funds with $6 million in gross assets, including private equity funds.
Does Florida Atlantic Securities Corp. have any disciplinary history?
Florida Atlantic Securities Corp. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Florida Atlantic Securities Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →