Wealth manager, wrap-program sponsor · Miami Beach, FL
Rose Capital Advisors, LLC
SEC-registered investment adviser · CRD 173054 · SEC 801-80385
At a glance
Rose Capital Advisors, LLC is an SEC-registered investment adviser based in Miami Beach, Florida, with $608 million in regulatory assets under management as of its Form ADV filed August 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 363 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,461st of 8,915 wealth managers and 7,055th of 17,210 SEC-registered advisers by assets.
Main office 305-534-7673rosecapitaladvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $608M
- Rank among wealth managers
- #2,461 of 8,915
- Rank among all SEC RIAs
- #7,055 of 17,210
- Rank in Florida
- #373 of 1,090
- Individual clients
- 363
- High-net-worth clients
- 232
- Accounts
- 917
- Discretionary
- 80% of AUM
- Employees
- 14
- Advisory staff
- 9
- Offices
- 7
Owners and executives on its Form ADV
- Michael J. RoseChief Compliance Officer and Managing Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Rose Capital Advisors, LLC is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Saxony Securities as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Saxony Securities, Inc., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporat
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 232 | $572M | 94% |
| Individuals | 131 | $31M | 5% |
| Charitable organizations | 12 | $6M | <1% |
Private funds
Rose Capital Advisors, LLC reports 1 private funds with $9M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Rose Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rosecapitaladvisors.com ↗
AtlasMembers
The full record on Rose Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,898 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rose Capital Advisors, LLC manage?
Rose Capital Advisors, LLC reports $608 million in regulatory assets under management across 917 accounts, 80% of it on a discretionary basis, on its Form ADV filed August 12, 2026.
What kind of firm is Rose Capital Advisors, LLC?
Rose Capital Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Rose Capital Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($572 million, 232 clients); individuals ($31 million, 131 clients); charitable organizations ($6 million, 12 clients).
Does Rose Capital Advisors, LLC manage private funds?
Yes. It reports 1 private funds with $9 million in gross assets, including other private funds.
Does Rose Capital Advisors, LLC have any disciplinary history?
Rose Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rose Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →