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Chief Compliance Officer and Managing Member · Rose Capital Advisors, LLC

Michael J. Rose

CRD 2954324 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Rose Capital Advisors, LLC, an SEC-registered wealth manager based in Miami Beach, FL with $608 million in regulatory assets, lists Michael J. Rose on its Form ADV as Chief Compliance Officer and Managing Member, a control person. The SEC filings also name Michael at 1 other registered adviser.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Miguel SosaChief Compliance Officer, Premia Global Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.