Asset manager · Alpine, UT
Lone Peak Global Investors, LLC
SEC-registered investment adviser · CRD 153956 · SEC 801-78911
At a glance
Lone Peak Global Investors, LLC is an SEC-registered investment adviser based in Alpine, Utah, with $598 million in regulatory assets under management as of its Form ADV filed July 27, 2026. Its largest client group by assets is charitable organizations, and it reports 125 individual clients. By Form ADV it is a asset manager, ranked 1,599th of 3,218 asset managers and 7,116th of 17,210 SEC-registered advisers by assets.
Main office 385-387-1212lonepeakglobal.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $598M
- Rank among asset managers
- #1,599 of 3,218
- Rank among all SEC RIAs
- #7,116 of 17,210
- Rank in Utah
- #52 of 151
- Individual clients
- 125
- High-net-worth clients
- 125
- Accounts
- 152
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Ryan P. BatchelorManager/principal/portfolio Manager/chief Investment Officer
- Heather D. Pierson-BryceMember/equity Partner/chief Operating Officer
- Harvey E. OlsingchChief Compliance Officer/chief Financial Officer
- Roger A. HillManager/principal/portfolio Manager/president/ceo
Custody and brokerage
4 custodians
- Northern Trust$167M29%
- Charles Schwab$165M29%
- Fifth Third Securities$137M24%
- State Street$106M18%
Broker-dealer
Hybrid RIA
Lone Peak Global Investors, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 18 | $198M | 33% |
| Investment companies | 1 | $137M | 23% |
| High-net-worth individuals | 125 | $133M | 22% |
| State or municipal government entities | 1 | $106M | 18% |
| Corporations or other businesses | 6 | $23M | 4% |
| Pension and profit sharing plans | 1 | $2M | <1% |
Disciplinary disclosures
Lone Peak Global Investors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗lonepeakglobal.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Lone Peak Global Investors, LLC manage?
Lone Peak Global Investors, LLC reports $598 million in regulatory assets under management across 152 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 27, 2026.
What kind of firm is Lone Peak Global Investors, LLC?
Lone Peak Global Investors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Lone Peak Global Investors, LLC’s clients?
By assets, its largest client types are charitable organizations ($198 million, 18 clients); investment companies ($137 million, 1 clients); high-net-worth individuals ($133 million, 125 clients).
Does Lone Peak Global Investors, LLC have any disciplinary history?
Lone Peak Global Investors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lone Peak Global Investors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →