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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 13893
    Villanova Investment Management Company, LLCWayne, PA · 1 clientsAsset managerHybridPennhaven Brokerage Partners, LLC, clears through Axos Clearing
    BNY 38%State Street 31%
    $144M
  2. 13894
    BGV Financial AdvisorsMiami, FL · 77 clientsAsset managerHybridBG Valores, S.A., BGV Securities USA, LLC, clears through Pershing
    BG Valores 100%
    $144M
  3. 13913
    Granite State Retirement Planning, Inc.Bedford, NH · 128 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $143M
  4. 13939
    Allstate Financial Advisors, LLCLincoln, NE · 397 clientsWealth managerPublic-company ownedHybridAllstate Financial Services, LLC
    No custodian reported
    $142M
  5. 13950
    Syndicated Capital, Inc.Brea, CA · 465 clientsBroker-dealer firmHybrid
    No custodian reported
    $142M
  6. 13962
    Partnership Capital Growth Investors Management, LLCLos Gatos, CA · 13 clientsPrivate fund adviserHybridPartnership Capital Growth, LLC
    No custodian reported
    $142M
  7. 13989
    Wilmington Trust Investment ManagementWilmington, DE · 74 clientsWealth managerBank-affiliatedAffiliated broker-dealerM&t Securities, Inc., Wilmington Trust Investment Advisors, Inc.
    Fidelity 54%
    $141M
  8. 14039
    The Scott S. James CompanyFalls Church, VA · 139 clientsBroker-dealer firmHybridScott James Group, Inc., clears through Pershing
    Pershing 100%
    $139M
  9. 14071
    Centerstar Asset Management, LLCChicago, IL · 3 clientsPrivate fund adviserAffiliated broker-dealerSpiderrock EXS, LLC
    No custodian reported
    $139M
  10. 14073
    TKC Wealth Management LLCDallas, TX · 284 clientsWealth managerHybrid
    Schwab 72%
    $139M
  11. 14078
    Fsam LLCAlpharetta, GA · 158 clientsAsset managerHybridFirst Southern, LLC
    Pershing 100%
    $138M
  12. 14079
    CMG Wealth Advisors LLCMadison, WI · 1,058 clientsWealth managerBank-affiliatedHybridCMG Securities LLC, clears through Pershing
    Commonwealth Financial Network 57%LPL Financial 43%
    $138M
  13. 14093
    Worth Financial Group Inc.Dallas, TX · 58 clientsBroker-dealer firmHybrid
    Schwab 96%
    $138M
  14. 14095
    Landolt Securities, Inc.Lake Bluff, IL · 198 clientsBroker-dealer firmHybrid
    RBC 100%
    $138M
  15. 14110
    Vision Investment Advisors, LLCStamford, CT · 129 clientsBroker-dealer firmHybridVision Brokerage Services, LLC, Vision Financial Markets LLC, clears through Vision Financial Markets
    Vision Financial Markets 56%Schwab 44%
    $137M
  16. 14134
    Rand Capital ManagementBuffalo, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerManning & Napier Investor Services, Inc.
    No custodian reported
    $137M
  17. 14135
    Beyond Investing LLC1 clientsAsset managerAffiliated broker-dealerBeyond Animal S.A.
    No custodian reported
    $137M
  18. 14139
    ELE Advisory Services, IncSouthfield, MI · 1,156 clientsWealth managerHybridELE Wealth Solutions, Inc.
    Schwab 100%
    $137M
  19. 14146
    St. Bernard Financial Services, Inc.Russellville, AR · 798 clientsBroker-dealer firmHybridSt. Bernard Financial Services, Inc.
    No custodian reported
    $136M
  20. 14174
    Canaccord Genuity Wealth ManagementVancouver, BC, Canada · 80 clientsBroker-dealer firmHybridCanaccord Genuity Corp., Canaccord Genuity LLC, clears through Pershing, BofA Securities
    Pershing 100%
    $135M
  21. 14183
    Chicago Capital Management Advisors, LLCLisle, IL · 620 clientsWealth managerHybridAmerican Trust Investment Services, Inc.
    Fidelity 39%Schwab 33%
    $135M
  22. 14189
    IA Private Wealth (USA) Inc.Toronto, Ontario, Canada · 199 clientsWealth managerAffiliated broker-dealerIA Private Wealth Inc.
    No custodian reported
    $135M
  23. 14202
    TSG Alpha Partners, LLCOld Bridge, NJ · 82 clientsPrivate fund adviserHybridBrightchoice Financial, LLC
    Schwab 100%
    $135M
  24. 14219
    Epic Advisory Services CorpBoca Raton, FL · 179 clientsWealth managerHybridAsset Managers Agente De Valores S.A., Capital Markets Argentina S.A., clears through Pershing
    Pershing 100%
    $134M
  25. 14220
    CIM Capital SA Management, LLCLos Angeles, CA · 1 clientsAsset managerHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    No custodian reported
    $134M
  26. 14284
    Usca Asset Management LLCHouston, TX · 24 clientsPrivate fund adviserHybridUsca Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $132M
  27. 14303
    Nest EGGConshohocken, PA · 2,832 clientsWealth managerPublic-company ownedHybridNest Investments BD LLC
    Schwab 55%Apex Fintech 45%
    $132M
  28. 14313
    1st Discount Brokerage, Inc.Lake Worth, FL · 219 clientsBroker-dealer firmHybrid1st Discount Brokerage, Inc.
    Apex Fintech 99%
    $131M
  29. 14322
    Nexpoint Advisors, L.P.Dallas, TX · 4 clientsAsset managerHybridNexadvisors, LLC, Nexpoint Securities, Inc.
    No custodian reported
    $131M
  30. 14334
    MAN Capital Management LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerMAN Investments Inc.
    No custodian reported
    $131M
  31. 14335
    DMK Advisor Group, Inc.Lutz, FL · 515 clientsBroker-dealer firmHybrid
    No custodian reported
    $131M
  32. 14340
    Lincoln Douglas Investments, LLCMount Vernon, OH · 246 clientsBroker-dealer firmHybridLincoln Douglas Investments, LLC
    Fidelity 100%
    $131M
  33. 14359
    Global Venture Management LLCSan Juan, PR · 2 clientsPrivate fund adviserAffiliated broker-dealerJoseph Stone Capital L.L.C.
    No custodian reported
    $130M
  34. 14368
    R. F. Lafferty & Co., Inc.New York, NY · 125 clientsBroker-dealer firmHybrid
    No custodian reported
    $130M
  35. 14390
    Alpha Asset ManagementAkron, OH · 149 clientsWealth managerHybridAmerican Heritage Securities, Inc.
    Schwab 100%
    $129M
  36. 14395
    Mariva Global Asset Management, LLCMiami, FL · 153 clientsWealth managerBank-affiliatedHybridMariva Bursatil S.A., Mariva Capital Markets, LLC
    Pershing 94%
    $129M
  37. 14403
    Diccianni Financial Group, Inc.East Norriton, PA · 321 clientsWealth managerHybridLeigh Baldwin & Co., LLC
    Schwab 100%
    $129M
  38. 14408
    Hudson Heritage Capital Management, Inc.Croton-On-Hudson, NY · 300 clientsBroker-dealer firmHybridHudson Heritage Capital Management, Inc.
    No custodian reported
    $129M
  39. 14453
    Citigroup Alternative Investments LLCNew York, NY · 13 clientsPrivate fund adviserHybridCitigroup Global Markets Inc.
    Goldman Sachs 100%
    $127M
  40. 14473
    Duke Funding Management, L.L.C.Old Greenwich, CT · 4 clientsPrivate fund adviserHybridArmstrong Securities LLC
    No custodian reported
    $127M

RIAs by state