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Asset manager · Alpharetta, GA

Fsam LLC

SEC-registered investment adviser · CRD 287851 · SEC 801-122054

At a glance

Fsam LLC is an SEC-registered investment adviser based in Alpharetta, Georgia, with $138 million in regulatory assets under management as of its Form ADV filed August 3, 2026. Its largest client group by assets is corporations or other businesses, and it reports 112 individual clients. By Form ADV it is a asset manager, ranked 2,236th of 3,218 asset managers and 14,078th of 17,210 SEC-registered advisers by assets.

Main office 770-777-9373fssec.comAs filed on Form ADV

Regulatory AUM
$138M
Rank among asset managers
#2,236 of 3,218
Rank among all SEC RIAs
#14,078 of 17,210
Rank in Georgia
#283 of 331
Individual clients
112
High-net-worth clients
18
Accounts
158
Discretionary
100% of AUM
Employees
14
Advisory staff
11
Offices
3

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. BNY Pershing$138M

Other RIAs using BNY Pershing

Broker-dealer

Hybrid RIA

Fsam LLC is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: First Southern, LLC.

Its Form ADV brochure (filed August 2026) names First Southern as the broker-dealer its advisers are registered with.

Individuals associated with FSAM as an Investment Adviser Representative are also Registered Representatives of FS.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses46$97M70%
Individuals94$31M22%
High-net-worth individuals18$11M8%

Disciplinary disclosures

Fsam LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗fssec.com ↗

AtlasMembers

The full record on Fsam LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 4 years of filings
Locked
Growth over one, three and five years
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Rank against 666 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Fsam LLC manage?

Fsam LLC reports $138 million in regulatory assets under management across 158 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 3, 2026.

What kind of firm is Fsam LLC?

Fsam LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Fsam LLC’s clients?

By assets, its largest client types are corporations or other businesses ($97 million, 46 clients); individuals ($31 million, 94 clients); high-net-worth individuals ($11 million, 18 clients).

Does Fsam LLC have any disciplinary history?

Fsam LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Fsam LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →