Wealth manager, independent · East Norriton, PA
Diccianni Financial Group, Inc.
SEC-registered investment adviser · CRD 149332 · SEC 801-133763
At a glance
Diccianni Financial Group, Inc. is an SEC-registered investment adviser based in East Norriton, Pennsylvania, with $129 million in regulatory assets under management as of its Form ADV filed September 14, 2026. Its largest client group by assets is individuals, and it reports 316 individual clients. By Form ADV it is a wealth manager, ranked 7,451st of 8,915 wealth managers and 14,403rd of 17,210 SEC-registered advisers by assets.
Main office 484-681-9046dfgpa.comAs filed on Form ADV
- Regulatory AUM
- $129M
- Rank among wealth managers
- #7,451 of 8,915
- Rank among all SEC RIAs
- #14,403 of 17,210
- Rank in Pennsylvania
- #506 of 564
- Individual clients
- 316
- High-net-worth clients
- 44
- Accounts
- 336
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Cynthia D. DiccianniPrincipal, CEO, CCO
- Jeanne E. LawsonChief Operating Officer
- Luc A. LawsonInvestment Advisory Representative
- Jade E. LawsonBack Office Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Diccianni Financial Group, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Leigh Baldwin & Co., LLC.
- Leigh Baldwin & Co., LLC ↗CRD 38751
Its Form ADV brochure (filed September 2026) names Leigh Baldwin & Company and Leigh Baldwin & Co. as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Leigh Baldwin & Company, a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporat
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 272 | $69M | 53% |
| High-net-worth individuals | 44 | $56M | 43% |
| Pension and profit sharing plans | 5 | $4M | 3% |
Disciplinary disclosures
Diccianni Financial Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗dfgpa.com ↗
AtlasMembers
The full record on Diccianni Financial Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 4,974 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Diccianni Financial Group, Inc. manage?
Diccianni Financial Group, Inc. reports $129 million in regulatory assets under management across 336 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
What kind of firm is Diccianni Financial Group, Inc.?
Diccianni Financial Group, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Diccianni Financial Group, Inc.’s clients?
By assets, its largest client types are individuals ($69 million, 272 clients); high-net-worth individuals ($56 million, 44 clients); pension and profit sharing plans ($4 million, 5 clients).
Does Diccianni Financial Group, Inc. have any disciplinary history?
Diccianni Financial Group, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Diccianni Financial Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →