Broker-dealer firm · Vancouver, BC, Canada
Canaccord Genuity Wealth Management
Canaccord Genuity Wealth Management (USA) Inc. · SEC-registered investment adviser · CRD 7449 · SEC 801-106809
At a glance
Canaccord Genuity Wealth Management is an SEC-registered investment adviser based in Vancouver, BC, Canada, with $135 million in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 77 individual clients. By Form ADV it is a broker-dealer firm, ranked 317th of 391 broker-dealer firms and 14,174th of 17,210 SEC-registered advisers by assets.
Main office 604-643-7300As filed on Form ADV
- Regulatory AUM
- $135M
- Rank among broker-dealer firms
- #317 of 391
- Rank among all SEC RIAs
- #14,174 of 17,210
- Individual clients
- 77
- High-net-worth clients
- 29
- Accounts
- 114
- Discretionary
- 100% of AUM
- Employees
- 32
- Advisory staff
- 32
- Offices
- 7
Owners and executives on its Form ADV
- Donald Duncan MacfaydenCFO, Financial Principal
- Thomas William Jr CoxPresident
- Donald Duncan MacfaydenOperations Principal
- Selim BegisInterim Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Canaccord Genuity Wealth Management is a hybrid RIA: 18 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Canaccord Genuity Corp. and Canaccord Genuity LLC.
- Canaccord Genuity Corp.
- Canaccord Genuity LLC ↗CRD 1020
An introducing broker-dealer: its trades clear through Pershing and BofA Securities, which hold the brokerage accounts. Its annual audited report filed with the SEC, May 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 29 | $117M | 87% |
| Individuals | 48 | $16M | 12% |
| Corporations or other businesses | 3 | $2M | 1% |
Disciplinary disclosures
Canaccord Genuity Wealth Management answers yes to 25 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Canaccord Genuity Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 124 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Canaccord Genuity Wealth Management manage?
Canaccord Genuity Wealth Management reports $135 million in regulatory assets under management across 114 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Canaccord Genuity Wealth Management?
Canaccord Genuity Wealth Management is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Canaccord Genuity Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($117 million, 29 clients); individuals ($16 million, 48 clients); corporations or other businesses ($2 million, 3 clients).
Does Canaccord Genuity Wealth Management have any disciplinary history?
Canaccord Genuity Wealth Management answers yes to 25 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Canaccord Genuity Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →