Wealth manager, bank-affiliated · Wilmington, DE
Wilmington Trust Investment Management
Wilmington Trust Investment Management LLC · SEC-registered investment adviser · CRD 19396 · SEC 801-41081
At a glance
Wilmington Trust Investment Management is an SEC-registered investment adviser based in Wilmington, Delaware, with $141 million in regulatory assets under management as of its Form ADV filed May 14, 2026. Its largest client group by assets is individuals, and it reports 74 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 7,127th of 8,915 wealth managers and 13,989th of 17,210 SEC-registered advisers by assets.
Main office 646-531-7248As filed on Form ADV
- Regulatory AUM
- $141M
- Rank among wealth managers
- #7,127 of 8,915
- Rank among all SEC RIAs
- #13,989 of 17,210
- Rank in Delaware
- #28 of 39
- Individual clients
- 74
- High-net-worth clients
- 0
- Accounts
- 74
- Discretionary
- 100% of AUM
- Employees
- 36
- Advisory staff
- 30
- Offices
- 15
Owners and executives on its Form ADV
- John J. KelleySenior Vice President, Chief Administrative Officer
- Anthony M. RothPresident, Chief Investment Officer & Elected Manager
- Luke A. TilleyExecutive Vice President & Chief Economist
- Matthew D. GlaserExecutive Vice President, Head of Equity and Non-Traditional Investments
- Randy H. VogelExecutivevice President & Head of Fixed Income
- Andrew J. BaldaufChief Compliance Officer
- Edna J. WarrenChair of the Board and Chief Executive Officer
- Gerald E. BakerElected Manager
- John C. McDonnellChief Operations Officer
- Lisa J RobertsElected Manager
- Michael J KeaneElected Manager
Custody and brokerage
6 custodians
- Fidelity$87M54%
- J.P. Morgan$30M18%
- Northern Trust$28M17%
- TD Bank$11M7%
- Charles Schwab$3M2%
- UBS$2M1%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: M&t Securities, Inc. and Wilmington Trust Investment Advisors, Inc..
- M&t Securities, Inc. ↗CRD 17358
- Wilmington Trust Investment Advisors, Inc. ↗CRD 106909
Its Form ADV brochure (filed March 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
WTIM is not registered as a broker-dealer; however, certain of WTIM’s officers, directors, and/or employees are also registered representatives of LPL Financial LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 74 | $141M | 100% |
Disciplinary disclosures
Wilmington Trust Investment Management answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wilmington Trust Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,233 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wilmington Trust Investment Management manage?
Wilmington Trust Investment Management reports $141 million in regulatory assets under management across 74 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 14, 2026.
What kind of firm is Wilmington Trust Investment Management?
Wilmington Trust Investment Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Wilmington Trust Investment Management’s clients?
By assets, its largest client types are individuals ($141 million, 74 clients).
Does Wilmington Trust Investment Management have any disciplinary history?
Wilmington Trust Investment Management answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wilmington Trust Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →