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Chief Compliance Officer · Wilmington Trust Investment Advisors, Inc.

Andrew J. Baldauf

CRD 1554676 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Wilmington Trust Investment Advisors, Inc., an SEC-registered asset manager based in Wilmington, DE with $17.8 billion in regulatory assets, lists Andrew J. Baldauf on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Andrew at 3 other registered advisers.

Firms and roles

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • John J. KelleyChief Administrative Officer & Chief Operations Officer, Wilmington Trust Investment Advisors, Inc.
  • Anthony M. RothPresident & Chief Investment Officer, Director, Wilmington Trust Investment Advisors, Inc.
  • Luke A. TilleyExecutive Vice President & Chief Economist, Wilmington Trust Investment Advisors, Inc.
  • Matthew D. GlaserExecutive Vice President & Head of Equity and Non-Traditional Investments, Wilmington Trust Investment Advisors, Inc.
  • Randy H. VogelExecutive Vice President and Head of Fixed Income, Wilmington Trust Investment Advisors, Inc.

6 more people named with Andrew on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.