Asset manager · Miami, FL
BGV Financial Advisors
BGV Financial Advisors USA, LLC · SEC-registered investment adviser · CRD 324511 · SEC 801-128743
At a glance
BGV Financial Advisors is an SEC-registered investment adviser based in Miami, Florida, with $144 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is banking or thrift institutions. By Form ADV it is a asset manager, ranked 2,225th of 3,218 asset managers and 13,894th of 17,210 SEC-registered advisers by assets.
Main office 305-615-2101As filed on Form ADV
- Regulatory AUM
- $144M
- Rank among asset managers
- #2,225 of 3,218
- Rank among all SEC RIAs
- #13,894 of 17,210
- Rank in Florida
- #869 of 1,090
- Clients
- 77
- Accounts
- 103
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Yailing CollazoChief Compliance Officer
- Roberto R. AlemanChief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
BGV Financial Advisors is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BG Valores, S.A. and BGV Securities USA, LLC.
- BG Valores, S.A.
- BGV Securities USA, LLC ↗CRD 315086
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names BGV Securities USA as the broker-dealer its advisers are registered with.
nt products, including asset-based sales charges or service fees from the sale of mutual funds, in their individual capacities as registered representatives of Adviser’s affiliated broker -dealer BGV Securities USA, LLC (“BGV Securities”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Banking or thrift institutions | – | $106M | 74% |
| Other | 77 | $33M | 23% |
| High-net-worth individuals | – | $4M | 3% |
| Individuals | – | $1M | <1% |
Disciplinary disclosures
BGV Financial Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on BGV Financial Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 680 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does BGV Financial Advisors manage?
BGV Financial Advisors reports $144 million in regulatory assets under management across 103 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is BGV Financial Advisors?
BGV Financial Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are BGV Financial Advisors’s clients?
By assets, its largest client types are banking or thrift institutions ($106 million); other ($33 million, 77 clients); high-net-worth individuals ($4 million).
Does BGV Financial Advisors have any disciplinary history?
BGV Financial Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is BGV Financial Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →