Private fund adviser · New York, NY
Citigroup Alternative Investments LLC
SEC-registered investment adviser · CRD 119537 · SEC 801-60990
At a glance
Citigroup Alternative Investments LLC is an SEC-registered investment adviser based in New York, New York, with $127 million in regulatory assets under management as of its Form ADV filed June 17, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,382nd of 4,686 private fund advisers and 14,453rd of 17,210 SEC-registered advisers by assets.
Main office 212-816-4350As filed on Form ADV
- Regulatory AUM
- $127M
- Rank among private fund advisers
- #4,382 of 4,686
- Rank among all SEC RIAs
- #14,453 of 17,210
- Rank in New York
- #2,096 of 2,591
- Clients
- 13
- Accounts
- 13
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Craig BarrackGeneral Counsel
- Alex Jean-BaptisteChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Citigroup Alternative Investments LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Citigroup Global Markets Inc..
- Citigroup Global Markets Inc. ↗CRD 7059
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $123M | 97% |
| Other | 6 | $4M | 3% |
Private funds
Citigroup Alternative Investments LLC reports 7 private funds with $123M in gross assets: private equity funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Citigroup Alternative Investments LLC answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Citigroup Alternative Investments LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,264 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Citigroup Alternative Investments LLC manage?
Citigroup Alternative Investments LLC reports $127 million in regulatory assets under management across 13 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 17, 2026.
What kind of firm is Citigroup Alternative Investments LLC?
Citigroup Alternative Investments LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Citigroup Alternative Investments LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($123 million, 7 clients); other ($4 million, 6 clients).
Does Citigroup Alternative Investments LLC manage private funds?
Yes. It reports 7 private funds with $123 million in gross assets, including private equity funds, real estate funds.
Does Citigroup Alternative Investments LLC have any disciplinary history?
Citigroup Alternative Investments LLC answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Citigroup Alternative Investments LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →