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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 11137
    Aacp Investments, LLCNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerAN Zhong (AZ) Investment Management Hong Kong Limited, AZ Andes AGF S.A.
    No custodian reported
    $248M
  2. 11140
    EverspireMidvale, UT · 803 clientsWealth managerHybridM. H. Leblang, Inc.
    Fidelity 80%
    $248M
  3. 11148
    SR Alternative Credit, LLCDarien, CT · 17 clientsPrivate fund adviserAffiliated broker-dealerLiquidity Apac PTE LTD, Liquidity Finance (difc) Limited
    No custodian reported
    $247M
  4. 11153
    Anchor Bay Capital, Inc.Carlsbad, CA · 190 clientsWealth managerHybridAnchor Bay Securities, LLC
    Schwab 100%
    $247M
  5. 11181
    GLC Investment Advisors, LLC3 clientsPrivate fund adviserHybridGLC Securities, LLC
    No custodian reported
    $246M
  6. 11201
    Stirlingshire InvestmentsNew York, NY · 1,071 clientsWealth managerHybridStirlingshire BD LLC
    Apex Fintech 100%
    $245M
  7. 11205
    Gulfstream CM, LLCSummit, NJ · 25 clientsPrivate fund adviserHybridMountainside Securities LLC, clears through Pershing
    Pershing 100%
    $244M
  8. 11210
    Richardson Wealth (USA) LimitedToronto, Ontario, Canada · 262 clientsWealth managerAffiliated broker-dealerRichardson Wealth Limited
    No custodian reported
    $244M
  9. 11217
    Pinnacle Wealth Management Group, Inc.Plymouth, MI · 209 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $244M
  10. 11239
    Bain Capital Public Equity, LPBoston, MA · 4 clientsPrivate fund adviserAffiliated broker-dealerBain Capital Markets, LLC
    No custodian reported
    $242M
  11. 11251
    Caymus Equity Partners, LLCAtlanta, GA · 12 clientsPrivate fund adviserHybridCaymus Securities LLC
    No custodian reported
    $242M
  12. 11275
    PSC Capital Partners LLCMinneapolis, MN · 6 clientsPrivate fund adviserHybridPiper Sandler & Co.
    No custodian reported
    $241M
  13. 11293
    Buttonwood Group Advisors LLCUniondale, NY · 24 clientsPrivate fund adviserHybridJoseph Gunnar & Co., LLC
    No custodian reported
    $240M
  14. 11310
    E6 PortfoliosMidvale, UT · 781 clientsWealth managerWrap sponsorHybridM. H. Leblang, Inc.
    Fidelity 80%
    $239M
  15. 11332
    Ninth Eternity Asset Management LLCNew York, NY · 3 clientsPrivate fund adviserHybridNinth Eternity Capital HK Limited, Ninth Eternity Securities LLC
    No custodian reported
    $239M
  16. 11341
    Perella Weinberg Partners Capital Management LPNew York, NY · 9 clientsPrivate fund adviserHybridPerella Weinberg Gmbh, Perella Weinberg Partners France SAS
    No custodian reported
    $238M
  17. 11346
    Broadmark Asset Management LLCDallas, TX · 2 clientsAsset managerAffiliated broker-dealerSalient Capital L.P.
    R.J. O'brien Securities 100%
    $238M
  18. 11350
    Alexander Capital Wealth Management LLCRed Bank, NJ · 614 clientsWealth managerWrap sponsorHybridAlexander Capital, L.P., clears through RBC Capital Markets, Velocity Clearing
    RBC 100%
    $238M
  19. 11353
    3j CapitalSao Paulo, Brazil · 141 clientsWealth managerHybridBlue Castle Capital Management LLP
    Julius BAR 61%CBH 39%
    $238M
  20. 11361
    Cohen & Company Financial Management, LLCNew York, NY · 5 clientsPrivate fund adviserHybridCohen & Company Securities, LLC, clears through Pershing
    No custodian reported
    $237M
  21. 11378
    Axiom Investment Management LLCNew York, NY · 214 clientsWealth managerHybridAxiom Capital Management, Inc., clears through Hilltop Securities
    Hilltop Securities 100%
    $237M
  22. 11429
    Legacy Planning Advisors, LLCSuwanee, GA · 265 clientsWealth managerHybrid
    No custodian reported
    $234M
  23. 11433
    RPM Capital Partners, LLCNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerSiguler Guff Global Markets, LLC
    No custodian reported
    $234M
  24. 11478
    Chadler Investment Advisory Solutions, LLCFairfield, NJ · 59 clientsAsset managerAffiliated broker-dealerBurnham & Flower Financial, Inc.
    No custodian reported
    $232M
  25. 11481
    Crowdstreet Advisors, LLCNew York, NY · 30 clientsPrivate fund adviserHybridCrowdstreet Capital LLC
    No custodian reported
    $232M
  26. 11490
    Alpha Innovations LTD.Hamilton, Bermuda · 4 clientsAsset managerHybridAI Global Strategies ISA
    RJ O'brien 100%
    $232M
  27. 11502
    Wharton Midmarket Investment Advisors IncWoodbridge, CT · 47 clientsWealth managerHybridWharton Midmarket Securities Inc., clears through Raymond James
    Raymond James 100%
    $231M
  28. 11513
    Amplify Financial, LLCScottsdale, AZ · 1,601 clientsWealth managerHybridAshton Thomas Securities, LLC
    Schwab 78%
    $231M
  29. 11538
    Lonetree Capital, LLCNew York, NY · 5 clientsPrivate fund adviserAffiliated broker-dealerLeonis Securities, LLC
    No custodian reported
    $229M
  30. 11554
    DFC Preferred Advisors LLCBozeman, MT · 1 clientsAsset managerHybridDestra Capital Investments LLC
    No custodian reported
    $229M
  31. 11555
    J W Korth & CompanyLansing, MI · 12 clientsBroker-dealer firmHybridJ.W. Korth & Company, Limited Partnership
    Pershing 56%RBC 44%
    $229M
  32. 11557
    X Advisors, LLCSanta Maria, CA · 659 clientsBroker-dealer firmHybrid
    Schwab 100%
    $229M
  33. 11563
    Waterford Capital Investment Advisory Services LLCAddison, TX · 110 clientsBroker-dealer firmHybridWaterford Capital, Inc.
    Schwab 100%
    $228M
  34. 11612
    D.H. Hill Advisors, Inc.Kingwood, TX · 938 clientsWealth managerHybridD.H. Hill Securities, Lllp
    Schwab 100%
    $226M
  35. 11618
    Elevation Advisory Partners LLCOrlando, FL · 378 clientsWealth managerHybrid
    Schwab 100%
    $226M
  36. 11625
    Secfi Advisory LimitedNew York, NY · 55 clientsPrivate fund adviserHybridSecfi Securities, LLC
    Altruist 100%
    $226M
  37. 11627
    Welcy Capital Advisors LLCMiami, FL · 19 clientsPrivate fund adviserAffiliated broker-dealerLW Casa De Valores, SRL, Prival Securities Puesto De Bolsa S.A.
    Interactive Brokers 100%
    $226M
  38. 11643
    Cais AdvisorsNew York, NY · 4 clientsPrivate fund adviserHybridCais Capital LLC
    Merrill / Bank of America 100%
    $225M
  39. 11658
    WL Ross & Co. LLCDallas, TX · 4 clientsPrivate fund adviserAffiliated broker-dealerInvesco Capital Markets, Inc., Invesco Distributors, Inc.
    No custodian reported
    $225M
  40. 11662
    Financial Management, Inc.Little Rock, AR · 184 clientsAsset managerHybridCrews & Associates, Inc.
    Schwab 57%Ascensus Broker Dealer Services 43%
    $224M

RIAs by state