Wealth manager, wrap-program sponsor · Red Bank, NJ
Alexander Capital Wealth Management LLC
SEC-registered investment adviser · CRD 157714 · SEC 801-112997
At a glance
Alexander Capital Wealth Management LLC is an SEC-registered investment adviser based in Red Bank, New Jersey, with $238 million in regulatory assets under management as of its Form ADV filed July 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 614 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 5,181st of 8,915 wealth managers and 11,350th of 17,210 SEC-registered advisers by assets.
Main office 212-687-5650alexandercapitalwealthmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $238M
- Rank among wealth managers
- #5,181 of 8,915
- Rank among all SEC RIAs
- #11,350 of 17,210
- Rank in New Jersey
- #254 of 392
- Individual clients
- 614
- High-net-worth clients
- 72
- Accounts
- 1,051
- Discretionary
- 85% of AUM
- Employees
- 36
- Advisory staff
- 35
- Offices
- 26
Owners and executives on its Form ADV
- Scotty C. GeorgeChief Investment Strategist
- Rocco G. GuidicipietroManaging Member
- Joseph A. AmatoManaging Member
- Michele A. MisitiChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Alexander Capital Wealth Management LLC is a hybrid RIA: 36 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Alexander Capital, L.P..
- Alexander Capital, L.P. ↗CRD 40077
An introducing broker-dealer: its trades clear through RBC Capital Markets and Velocity Clearing, which hold the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed April 2026) names Alexander Capital as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Alexander Capital L.P., a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporati
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 72 | $164M | 69% |
| Individuals | 542 | $74M | 31% |
Disciplinary disclosures
Alexander Capital Wealth Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗alexandercapitalwealthmanagement.com ↗
AtlasMembers
The full record on Alexander Capital Wealth Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 6,281 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alexander Capital Wealth Management LLC manage?
Alexander Capital Wealth Management LLC reports $238 million in regulatory assets under management across 1,051 accounts, 85% of it on a discretionary basis, on its Form ADV filed July 31, 2026.
What kind of firm is Alexander Capital Wealth Management LLC?
Alexander Capital Wealth Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Alexander Capital Wealth Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($164 million, 72 clients); individuals ($74 million, 542 clients).
Does Alexander Capital Wealth Management LLC have any disciplinary history?
Alexander Capital Wealth Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Alexander Capital Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →