Asset manager · Hamilton, Bermuda
Alpha Innovations LTD.
SEC-registered investment adviser · CRD 300529 · SEC 801-136077
At a glance
Alpha Innovations LTD. is an SEC-registered investment adviser based in Hamilton, Bermuda, with $232 million in regulatory assets under management as of its Form ADV filed May 1, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 2,043rd of 3,218 asset managers and 11,490th of 17,210 SEC-registered advisers by assets.
Main office 441-531-1180alphainnovations.ioLinkedInAs filed on Form ADV
- Regulatory AUM
- $232M
- Rank among asset managers
- #2,043 of 3,218
- Rank among all SEC RIAs
- #11,490 of 17,210
- Clients
- 4
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Lawrence C. NewhookCEO, CIO and CCO
- Nicole L. NewhookChief Operating Officer
- Eugene J. FischChief Financial Officer
- Christine C. ChangDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Alpha Innovations LTD. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: AI Global Strategies ISA.
- AI Global Strategies ISA
Its Form ADV brochure (filed March 2026) names AlphaSource Capital Securities, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Nicole Biernat, the Chief Operating Officer of the Adviser , is a registered representative of AlphaSource Capital Securities LLC, a Financial Industry Regulat ory Authority (“FINRA”) registered broker -dealer, unaffiliated to the Adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | – | $200M | 86% |
| Pooled investment vehicles | 4 | $32M | 14% |
Private funds
Alpha Innovations LTD. reports 3 private funds with $32M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Alpha Innovations LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗alphainnovations.io ↗
AtlasMembers
The full record on Alpha Innovations LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 839 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alpha Innovations LTD. manage?
Alpha Innovations LTD. reports $232 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 1, 2026.
What kind of firm is Alpha Innovations LTD.?
Alpha Innovations LTD. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Alpha Innovations LTD.’s clients?
By assets, its largest client types are corporations or other businesses ($200 million); pooled investment vehicles ($32 million, 4 clients).
Does Alpha Innovations LTD. manage private funds?
Yes. It reports 3 private funds with $32 million in gross assets, including hedge funds, other private funds.
Does Alpha Innovations LTD. have any disciplinary history?
Alpha Innovations LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Alpha Innovations LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →