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Private fund adviser · Summit, NJ

Gulfstream CM, LLC

SEC-registered investment adviser · CRD 165459 · SEC 801-77699

At a glance

Gulfstream CM, LLC is an SEC-registered investment adviser based in Summit, New Jersey, with $244 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 23 individual clients. By Form ADV it is a private fund adviser, ranked 3,830th of 4,686 private fund advisers and 11,205th of 17,210 SEC-registered advisers by assets.

Main office 908-918-1600gulfstreamcm.comAs filed on Form ADV

Regulatory AUM
$244M
Rank among private fund advisers
#3,830 of 4,686
Rank among all SEC RIAs
#11,205 of 17,210
Rank in New Jersey
#251 of 392
Individual clients
23
High-net-worth clients
23
Accounts
25
Discretionary
100% of AUM
Employees
8
Advisory staff
4
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. BNY Pershing$50M

Other RIAs using BNY Pershing

Broker-dealer

Hybrid RIA

Gulfstream CM, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Mountainside Securities LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles2$194M79%
High-net-worth individuals23$50M21%

Private funds

Gulfstream CM, LLC reports 2 private funds with $194M in gross assets: hedge funds (Form ADV Item 7.B).

Disciplinary disclosures

Gulfstream CM, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗gulfstreamcm.com ↗

AtlasMembers

The full record on Gulfstream CM, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 1,879 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Gulfstream CM, LLC manage?

Gulfstream CM, LLC reports $244 million in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Gulfstream CM, LLC?

Gulfstream CM, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Gulfstream CM, LLC’s clients?

By assets, its largest client types are pooled investment vehicles ($194 million, 2 clients); high-net-worth individuals ($50 million, 23 clients).

Does Gulfstream CM, LLC manage private funds?

Yes. It reports 2 private funds with $194 million in gross assets, including hedge funds.

Does Gulfstream CM, LLC have any disciplinary history?

Gulfstream CM, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Gulfstream CM, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →