Chief Compliance Officer · Gulfstream CM, LLC
Kathryn E. Lawlor
CRD 4715219 · Named on Form ADV at one SEC-registered adviser
At a glance
Gulfstream CM, LLC, an SEC-registered private fund adviser based in Summit, NJ with $244 million in regulatory assets, lists Kathryn E. Lawlor on its Form ADV as Chief Compliance Officer.
Firms and roles
- Gulfstream CM, LLCChief Compliance OfficerPrivate fund adviser · Summit, NJ · $244M in regulatory assets
AtlasMembers
Kathryn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Stephen M. BarralMember, Gulfstream CM, LLC
- Ryan K. PosnerMember, Gulfstream CM, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.