Private fund adviser · New York, NY
Secfi Advisory Limited
SEC-registered investment adviser · CRD 306961 · SEC 801-126017
At a glance
Secfi Advisory Limited is an SEC-registered investment adviser based in New York, New York, with $226 million in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 51 individual clients. By Form ADV it is a private fund adviser, ranked 3,924th of 4,686 private fund advisers and 11,625th of 17,210 SEC-registered advisers by assets.
Main office 707-652-9961secfi.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $226M
- Rank among private fund advisers
- #3,924 of 4,686
- Rank among all SEC RIAs
- #11,625 of 17,210
- Rank in New York
- #1,869 of 2,591
- Individual clients
- 51
- High-net-worth clients
- 0
- Accounts
- 55
- Discretionary
- 78% of AUM
- Employees
- 15
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- Frederik A. MijnhardtDirector
- Michelle MarwahaChief Compliance Officer
- Jaime V. Moreno De Los RiosChief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Secfi Advisory Limited is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Secfi Securities, LLC.
- Secfi Securities, LLC ↗CRD 302112
Its Form ADV brochure (filed March 2026) names Secfi Securities as the broker-dealer its advisers are registered with.
Some of SAL’s personnel are associated with Secfi Securities and/or other affiliates.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $181M | 80% |
| Individuals | 51 | $44M | 20% |
Private funds
Secfi Advisory Limited reports 3 private funds with $184M in gross assets: private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Secfi Advisory Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗secfi.com ↗
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The full record on Secfi Advisory Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 1,817 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Secfi Advisory Limited manage?
Secfi Advisory Limited reports $226 million in regulatory assets under management across 55 accounts, 78% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Secfi Advisory Limited?
Secfi Advisory Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Secfi Advisory Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($181 million, 4 clients); individuals ($44 million, 51 clients).
Does Secfi Advisory Limited manage private funds?
Yes. It reports 3 private funds with $184 million in gross assets, including private equity funds, other private funds.
Does Secfi Advisory Limited have any disciplinary history?
Secfi Advisory Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Secfi Advisory Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →