Private fund adviser · Darien, CT
SR Alternative Credit, LLC
SEC-registered investment adviser · CRD 319478 · SEC 801-129569
At a glance
SR Alternative Credit, LLC is an SEC-registered investment adviser based in Darien, Connecticut, with $247 million in regulatory assets under management as of its Form ADV filed April 23, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,814th of 4,686 private fund advisers and 11,148th of 17,210 SEC-registered advisers by assets.
Main office 203-656-3004sraltcredit.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $247M
- Rank among private fund advisers
- #3,814 of 4,686
- Rank among all SEC RIAs
- #11,148 of 17,210
- Rank in Connecticut
- #396 of 507
- Clients
- 17
- Accounts
- 17
- Discretionary
- 61% of AUM
- Employees
- 9
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Jeffrey M. HaasPresident & Chief Compliance Officer
- Peter FaiglChief Investment Officer
- Pamela M. LawrenceCEO
Custody and brokerage
Custodian
SR Alternative Credit, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Liquidity Apac PTE LTD, Liquidity Finance (difc) Limited, Liquidity Finance (hong Kong) Limited, Liquidity Finance LLP, Seaport Global Securities LLC and The Seaport Group Europe LLP.
- Liquidity Apac PTE LTD
- Liquidity Finance (difc) Limited
- Liquidity Finance (hong Kong) Limited
- Liquidity Finance LLP
- Seaport Global Securities LLC ↗CRD 116270
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- The Seaport Group Europe LLP
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $150M | 61% |
| Corporations or other businesses | 13 | $97M | 39% |
Private funds
SR Alternative Credit, LLC reports 4 private funds with $150M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
SR Alternative Credit, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗sraltcredit.com ↗
AtlasMembers
The full record on SR Alternative Credit, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 1,887 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does SR Alternative Credit, LLC manage?
SR Alternative Credit, LLC reports $247 million in regulatory assets under management across 17 accounts, 61% of it on a discretionary basis, on its Form ADV filed April 23, 2026.
What kind of firm is SR Alternative Credit, LLC?
SR Alternative Credit, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are SR Alternative Credit, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($150 million, 4 clients); corporations or other businesses ($97 million, 13 clients).
Does SR Alternative Credit, LLC manage private funds?
Yes. It reports 4 private funds with $150 million in gross assets, including other private funds.
Does SR Alternative Credit, LLC have any disciplinary history?
SR Alternative Credit, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is SR Alternative Credit, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →