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Asset manager · Dallas, TX

Broadmark Asset Management LLC

SEC-registered investment adviser · CRD 109422 · SEC 801-57807

At a glance

Broadmark Asset Management LLC is an SEC-registered investment adviser based in Dallas, Texas, with $238 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 2,035th of 3,218 asset managers and 11,346th of 17,210 SEC-registered advisers by assets.

Main office 214-756-6900broadmarkasset.comLinkedInAs filed on Form ADV

Regulatory AUM
$238M
Rank among asset managers
#2,035 of 3,218
Rank among all SEC RIAs
#11,346 of 17,210
Rank in Texas
#749 of 1,081
Clients
2
Accounts
4
Discretionary
100% of AUM
Employees
3
Advisory staff
3
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. R.J. O'brien Securities$4M

Other RIAs using R.J. O'brien Securities

Broker-dealer

Affiliated broker-dealer

It names an affiliated broker-dealer: Salient Capital L.P..

Its Form ADV brochure (filed March 2026) names Salient Capital as the broker-dealer its advisers are registered with.

Certain Westwood employees are also registered representatives of Salient Capital and engage in sales activities with respect to the Westwood Funds, Westwood Management’s affiliated private funds and third party ETFs and private funds.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies2$234M98%
Corporations or other businesses–$4M2%

Disciplinary disclosures

Broadmark Asset Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses and institutions
  • Other services

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗broadmarkasset.com ↗

AtlasMembers

The full record on Broadmark Asset Management LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 852 peers of its type and size
Locked
Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Broadmark Asset Management LLC manage?

Broadmark Asset Management LLC reports $238 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Broadmark Asset Management LLC?

Broadmark Asset Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.

Who are Broadmark Asset Management LLC’s clients?

By assets, its largest client types are investment companies ($234 million, 2 clients); corporations or other businesses ($4 million).

Does Broadmark Asset Management LLC have any disciplinary history?

Broadmark Asset Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Broadmark Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →