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Private fund adviser · Dallas, TX

WL Ross & Co. LLC

SEC-registered investment adviser · CRD 141854 · SEC 801-67779

At a glance

WL Ross & Co. LLC is an SEC-registered investment adviser based in Dallas, Texas, with $225 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,932nd of 4,686 private fund advisers and 11,658th of 17,210 SEC-registered advisers by assets.

Main office 972-715-7400invesco.comAs filed on Form ADV

Regulatory AUM
$225M
Rank among private fund advisers
#3,932 of 4,686
Rank among all SEC RIAs
#11,658 of 17,210
Rank in Texas
#774 of 1,081
Clients
4
Accounts
4
Discretionary
100% of AUM
Employees
9
Advisory staff
1
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

WL Ross & Co. LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Invesco Capital Markets, Inc. and Invesco Distributors, Inc..

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles4$225M100%

Private funds

WL Ross & Co. LLC reports 3 private funds with $225M in gross assets: private equity funds (Form ADV Item 7.B).

Disciplinary disclosures

WL Ross & Co. LLC answers yes to 15 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗invesco.com ↗

AtlasMembers

The full record on WL Ross & Co. LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 1,815 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does WL Ross & Co. LLC manage?

WL Ross & Co. LLC reports $225 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.

What kind of firm is WL Ross & Co. LLC?

WL Ross & Co. LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.

Who are WL Ross & Co. LLC’s clients?

By assets, its largest client types are pooled investment vehicles ($225 million, 4 clients).

Does WL Ross & Co. LLC manage private funds?

Yes. It reports 3 private funds with $225 million in gross assets, including private equity funds.

Does WL Ross & Co. LLC have any disciplinary history?

WL Ross & Co. LLC answers yes to 15 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is WL Ross & Co. LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →