Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 7254Sanders Morris LLCBroker-dealer firmHybrid$576M
- 7270Bastion Management II LLCPrivate fund adviserAffiliated broker-dealerMesirow Financial, Inc., clears through National Financial Services (Fidelity), PershingNo custodian reported$573M
- 7273G.W. Sherwold Associates, Inc.Broker-dealer firmHybridNo custodian reported$572M
- 7277Conning Investment Products, Inc.Broker-dealer firmHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management (UK) LTD.$572M
- 7292Freif Advisors LLCAsset managerHybridFCA Capital Markets LLCNo custodian reported$570M
- 7303Generational Wealth AdvisorsWealth managerHybridGenerational Capital Markets Inc.$569M
- 7318FrecWealth managerHybridFrec Securities LLC, clears through Apex ClearingNo custodian reported$567M
- 7320Sumitomo Mitsui DS Asset Management (hong Kong) LimitedPrivate fund adviserAffiliated broker-dealerSmbc Nikko Securities Inc.No custodian reported$567M
- 7441Global Assets Advisory, LLCBroker-dealer firmHybridBHS Financial, LLC, International Assets Advisory, LLC$552M
- 7453Mack & Co. Partners, LPWealth managerHybridM&co. Securities LLC$549M
- 7473Legacy WealthWealth managerWrap sponsorHybrid$546M
- 7474Wellington Shields & Co., LLCBroker-dealer firmHybrid$546M
- 7515Herold Advisors, Inc.Broker-dealer firmHybridHerold & Lantern Investments, Inc., clears through Pershing$540M
- 7517Spirit of America Management CorpAsset managerHybridDavid Lerner Associates, Inc., clears through RBC Capital Markets$540M
- 7533Origin Credit Advisers, LLCAsset managerAffiliated broker-dealerNo custodian reported$538M
- 7540Aecom-Canyon Partners Real Estate Fund Advisors LLCPrivate fund adviserHybridCP Investments, LLCNo custodian reported$537M
- 7549Bright Rock Capital Management LLCBroker-dealer firmHybridNo custodian reported$536M
- 7560USA Financial Formulas CorporationWealth managerHybridSaybrus Equity Services, LLC, Trinity Wealth Securities, L.L.C.$534M
- 7574Consultiva Wealth Management, Corp.Broker-dealer firmHybridSavile Capital Markets LLC, clears through RBC Capital Markets, StoneX$533M
- 7594Securitize Capital LLCPrivate fund adviserHybridSecuritize Markets, LLCNo custodian reported$530M
- 7604Barrett & CompanyBroker-dealer firmHybrid$530M
- 7618Archean Capital Partners II, L.L.C.Private fund adviserAffiliated broker-dealerNo custodian reported$528M
- 7627Compass Group Investments Solutions LLCWealth managerPublic-company ownedHybridCG Compass (USA) LLC, clears through Pershing$527M
- 7634Macquarie Asset Management Credit Advisers US, LLCPrivate fund adviserHybridMacquarie Capital (USA) Inc., Macquarie Infrastructure and Real Assets (sales) Canada LTD$526M
- 7648Churchill Financial Advisors, LLCWealth managerWrap sponsorHybridChurchill Financial, LLC$523M
- 7654Voya Investment Management (UK) LimitedAsset managerAffiliated broker-dealerVoya Alternative Asset Management LLC, Voya Financial Advisors, Inc.No custodian reported$522M
- 7660Andrew Garrett, Inc.Broker-dealer firmHybridAndrew Garrett, Inc.No custodian reported$521M
- 7671Broadoak Asset Management, LLCPrivate fund adviserHybridBroadoak Partners, LLCNo custodian reported$519M
- 7683Altium Investment Strategies LLCAsset managerHybridAAG Capital, Inc.$518M
- 7688Nestyield EtfsAsset managerHybridCentaurus Financial, Inc.$517M
- 7699Orion Investment CoWealth managerHybridSauer, Dazey Investment Company, clears through RBC Capital Markets$515M
- 7718CacmPrivate fund adviserHybridCanam Investor Services, LLCNo custodian reported$513M
- 7730LEO Wealth Americas, LLCWealth managerHybridLEO Brokerage, LLC$512M
- 7740Eldridge Gp1 AdvisersPrivate fund adviserAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLCNo custodian reported$510M
- 7743Madison Advisory Services, Inc.Wealth managerHybrid$510M
- 7757IBN Asset Management, LLCAsset managerHybridInstitutional Bond Network, LLC, clears through Wedbush$508M
- 7762WEA Financial Advisors, Inc.Asset managerHybridWEA Investment Services, Inc.$508M
- 7777Creand ManagementWealth managerBank-affiliatedHybridBeta Capital Securities LLC, Creand Securities Panama SA, clears through Interactive Brokers$507M
- 7809SMH Capital Advisors LLCAsset managerHybridSMH Capital Investments LLC$503M
- 7812Preservation Equity Fund Advisors, LLCPrivate fund adviserAffiliated broker-dealerWNC Capital CorporationNo custodian reported$503M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25