Private fund adviser · Miami, FL
Securitize Capital LLC
SEC-registered investment adviser · CRD 315859 · SEC 801-136838
At a glance
Securitize Capital LLC is an SEC-registered investment adviser based in Miami, Florida, with $530 million in regulatory assets under management as of its Form ADV filed July 16, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,966th of 4,686 private fund advisers and 7,594th of 17,210 SEC-registered advisers by assets.
Main office 415-745-3030securitize.ioLinkedInAs filed on Form ADV
- Regulatory AUM
- $530M
- Rank among private fund advisers
- #2,966 of 4,686
- Rank among all SEC RIAs
- #7,594 of 17,210
- Rank in Florida
- #407 of 1,090
- Clients
- 7
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Jason Fightmaster SpruitChief Operating Officer
- Jose F. FloresJuncoChief Financial Officer
- Yvonne I PytlikChief Compliance Officer
Custody and brokerage
Custodian
Securitize Capital LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Securitize Capital LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Securitize Markets, LLC.
- Securitize Markets, LLC ↗CRD 283256
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $530M | 100% |
Private funds
Securitize Capital LLC reports 7 private funds with $524M in gross assets: private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Securitize Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗securitize.io ↗
AtlasMembers
The full record on Securitize Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,276 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Securitize Capital LLC manage?
Securitize Capital LLC reports $530 million in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 16, 2026.
What kind of firm is Securitize Capital LLC?
Securitize Capital LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Securitize Capital LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($530 million, 7 clients).
Does Securitize Capital LLC manage private funds?
Yes. It reports 7 private funds with $524 million in gross assets, including private equity funds, other private funds.
Does Securitize Capital LLC have any disciplinary history?
Securitize Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Securitize Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →