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Asset manager · Wesley Chapel, FL

Altium Investment Strategies LLC

SEC-registered investment adviser · CRD 333950 · SEC 801-131829

At a glance

Altium Investment Strategies LLC is an SEC-registered investment adviser based in Wesley Chapel, Florida, with $518 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 1,659th of 3,218 asset managers and 7,683rd of 17,210 SEC-registered advisers by assets.

Main office 813-215-7783As filed on Form ADV

Regulatory AUM
$518M
Rank among asset managers
#1,659 of 3,218
Rank among all SEC RIAs
#7,683 of 17,210
Rank in Florida
#414 of 1,090
Clients
2
Accounts
2
Discretionary
100% of AUM
Employees
8
Advisory staff
4
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Charles Schwab$113M

Other RIAs using Charles Schwab

Broker-dealer

Hybrid RIA

Altium Investment Strategies LLC is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: AAG Capital, Inc..

Its Form ADV brochure (filed March 2026) names AAG Capital as the broker-dealer its advisers are registered with.

Certain supervised persons of Altium are also registered representatives of AAG Capital, Inc.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Other investment advisers2$518M100%

Disciplinary disclosures

Altium Investment Strategies LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Altium Investment Strategies LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 1,022 peers of its type and size
Locked
Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Altium Investment Strategies LLC manage?

Altium Investment Strategies LLC reports $518 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.

What kind of firm is Altium Investment Strategies LLC?

Altium Investment Strategies LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Altium Investment Strategies LLC’s clients?

By assets, its largest client types are other investment advisers ($518 million, 2 clients).

Does Altium Investment Strategies LLC have any disciplinary history?

Altium Investment Strategies LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Altium Investment Strategies LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →