Private fund adviser · Stamford, CT
Bastion Management II LLC
SEC-registered investment adviser · CRD 309685 · SEC 801-120915
At a glance
Bastion Management II LLC is an SEC-registered investment adviser based in Stamford, Connecticut, with $573 million in regulatory assets under management as of its Form ADV filed April 17, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,882nd of 4,686 private fund advisers and 7,270th of 17,210 SEC-registered advisers by assets.
Main office 203-594-9264bastionmgmt.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $573M
- Rank among private fund advisers
- #2,882 of 4,686
- Rank among all SEC RIAs
- #7,270 of 17,210
- Rank in Connecticut
- #283 of 507
- Clients
- 6
- Accounts
- 6
- Discretionary
- 82% of AUM
- Employees
- 13
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- John BradenSenior Managing
- Timothy J. ReiminkSenior Managing Director
- Timothy M. JoyceSenior Managing Director
- Jesse J. KeigChief Financial Officer
- Richard S. PriceChairman/ceo
- James ShieldsChief Compliance Officer
Custody and brokerage
Custodian
Bastion Management II LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Mesirow Financial, Inc..
- Mesirow Financial, Inc. ↗CRD 2764
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity) and Pershing, which hold the brokerage accounts. Its annual audited report filed with the SEC, May 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 5 | $472M | 82% |
| Charitable organizations | 1 | $101M | 18% |
Private funds
Bastion Management II LLC reports 5 private funds with $439M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Bastion Management II LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗bastionmgmt.com ↗
AtlasMembers
The full record on Bastion Management II LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 2,292 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Bastion Management II LLC manage?
Bastion Management II LLC reports $573 million in regulatory assets under management across 6 accounts, 82% of it on a discretionary basis, on its Form ADV filed April 17, 2026.
What kind of firm is Bastion Management II LLC?
Bastion Management II LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Bastion Management II LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($472 million, 5 clients); charitable organizations ($101 million, 1 clients).
Does Bastion Management II LLC manage private funds?
Yes. It reports 5 private funds with $439 million in gross assets, including other private funds.
Does Bastion Management II LLC have any disciplinary history?
Bastion Management II LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bastion Management II LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →