Broker-dealer firm · SAN Juan, PR
Consultiva Wealth Management, Corp.
SEC-registered investment adviser · CRD 111846 · SEC 801-57175
At a glance
Consultiva Wealth Management, Corp. is an SEC-registered investment adviser based in SAN Juan, PR, with $533 million in regulatory assets under management as of its Form ADV filed April 14, 2026. Its largest client group by assets is charitable organizations, and it reports 86 individual clients. By Form ADV it is a broker-dealer firm, ranked 206th of 391 broker-dealer firms and 7,574th of 17,210 SEC-registered advisers by assets.
Main office 787-763-5868consultiva.comAs filed on Form ADV
- Regulatory AUM
- $533M
- Rank among broker-dealer firms
- #206 of 391
- Rank among all SEC RIAs
- #7,574 of 17,210
- Rank in PR
- #25 of 49
- Individual clients
- 86
- High-net-worth clients
- 46
- Accounts
- 137
- Discretionary
- 33% of AUM
- Employees
- 25
- Advisory staff
- 18
- Offices
- 3
Owners and executives on its Form ADV
- Diana Torres RiveraChief Compliance Officer
- Luis A. MarinoChief Executive Officer and Managing Partner
- David A. WasitowskiManaging Partner
Custody and brokerage
2 custodians
- Banco Popular De Puerto Rico$532M71%
- Huntleigh Securities$217M29%
Other RIAs using Banco Popular De Puerto RicoOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Consultiva Wealth Management, Corp. is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Savile Capital Markets LLC.
- Savile Capital Markets LLC ↗CRD 316748
An introducing broker-dealer: its trades clear through RBC Capital Markets and StoneX, which hold the brokerage accounts. Its annual audited report filed with the SEC, October 2026
Its Form ADV brochure (filed March 2026) names Savile Capital Markets as the broker-dealer its advisers are registered with.
Broker-Dealers Certain supervised persons of Consultiva are registered through FINRA as registered representatives with Savile Capital Markets LLC (“SCM”) member of Savile Capital Group LLC and affiliate of Consultiva by common ownership.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 34 | $152M | 29% |
| Other | 10 | $133M | 25% |
| Pension and profit sharing plans | 4 | $112M | 21% |
| High-net-worth individuals | 46 | $82M | 15% |
| Corporations or other businesses | 3 | $38M | 7% |
| Individuals | 40 | $15M | 3% |
Disciplinary disclosures
Consultiva Wealth Management, Corp. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗consultiva.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 149 peers of its type and size
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- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Consultiva Wealth Management, Corp. manage?
Consultiva Wealth Management, Corp. reports $533 million in regulatory assets under management across 137 accounts, 33% of it on a discretionary basis, on its Form ADV filed April 14, 2026.
What kind of firm is Consultiva Wealth Management, Corp.?
Consultiva Wealth Management, Corp. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Consultiva Wealth Management, Corp.’s clients?
By assets, its largest client types are charitable organizations ($152 million, 34 clients); other ($133 million, 10 clients); pension and profit sharing plans ($112 million, 4 clients).
Does Consultiva Wealth Management, Corp. have any disciplinary history?
Consultiva Wealth Management, Corp. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Consultiva Wealth Management, Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →