Chief Compliance Officer · Consultiva Wealth Management, Corp.
Diana Torres Rivera
CRD 4127963 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Consultiva Wealth Management, Corp., an SEC-registered broker-dealer firm based in SAN Juan, PR with $533 million in regulatory assets, lists Diana Torres Rivera on its Form ADV as Chief Compliance Officer. The SEC filings also name Diana at 1 other registered adviser.
Firms and roles
- Consultiva Wealth Management, Corp.Chief Compliance OfficerBroker-dealer firm · SAN Juan, PR · $533M in regulatory assets
- Savile Private Wealth LLCChief Compliance OfficerAsset manager · SAN Juan, PR · $0M in regulatory assets
AtlasMembers
Diana’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Luis A. MarinoChief Executive Officer and Managing Partner, Consultiva Wealth Management, Corp.
- David A. WasitowskiManaging Partner, Consultiva Wealth Management, Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.