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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 6184
    Sierra Crest Investment Management LLCNew York, NY · 3 clientsAsset managerAffiliated broker-dealerBC Partners Securities LLC
    No custodian reported
    $781M
  2. 6186
    New Vernon Wealth Management LLCHighland Park, IL · 187 clientsWealth managerHybridSF Investments, Inc.
    Pershing 100%
    $781M
  3. 6209
    Grafine Capital Holdings LLCNew York, NY · 4 clientsPrivate fund adviserHybridGrafine Capital Partners LLC
    No custodian reported
    $775M
  4. 6227
    MTM Financial Group, LLCBethlehem, PA · 3,276 clientsWealth managerHybrid
    Schwab 100%
    $772M
  5. 6236
    Hennion & Walsh Asset Management, Inc.Parsippany, NJ · 1,099 clientsBroker-dealer firmHybridHennion & Walsh, Inc.
    Wells Fargo 100%
    $769M
  6. 6245
    Compass AdvisorsMelville, NY · 528 clientsWealth managerHybridCapfinancial Securities, LLC.
    Schwab 100%
    $767M
  7. 6248
    Flowstone Partners, LLC1 clientsAsset managerHybridWillis Towers Watson Securities, LLC
    No custodian reported
    $767M
  8. 6251
    Wisdomtree Digital Management, Inc.New York, NY · 1 clientsAsset managerHybridWisdomtree Securities, Inc.
    No custodian reported
    $766M
  9. 6259
    Lepercq De Neuflize Asset Management LLCNew York, NY · 3 clientsPrivate fund adviserHybridAccess Securities, LLC
    Schwab 100%
    $764M
  10. 6260
    Stonecastle Advisors, LLCNew York, NY · 5 clientsPrivate fund adviserHybridStonecastle Securities, LLC
    No custodian reported
    $763M
  11. 6265
    FSA Investment Group, LLCPensacola, FL · 61 clientsAsset managerAffiliated broker-dealerFSA Securities LLC
    Schwab 100%
    $762M
  12. 6275
    Hughes Financial Services, LLCHerndon, VA · 840 clientsWealth managerWrap sponsorAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 100%
    $760M
  13. 6276
    Invex Advisors LLCCoral Gables, FL · 80 clientsAsset managerHybridInvex, LLC.
    Pershing 100%
    $759M
  14. 6316
    Westwood Wealth ManagementDallas, TX · 452 clientsPrivate fund adviserHybridSalient Capital L.P.
    Schwab 56%U.S. Bank 39%
    $750M
  15. 6344
    Campbell Deegan FinancialRichmond, VA · 770 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $745M
  16. 6352
    OFS CLO Management, LLCChicago, IL · 4 clientsPrivate fund adviserHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    No custodian reported
    $744M
  17. 6374
    Baird Capital Management Company, LLCMilwaukee, WI · 10 clientsPrivate fund adviserHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $738M
  18. 6383
    Shorebridge Capital Management, LLCSummit, NJ · 2 clientsPrivate fund adviserHybridShorebridge Capital Securities, LLC
    No custodian reported
    $735M
  19. 6388
    Girard Pension Services, LLCAllentown, PA · 62 clientsAsset managerHybridGirard Investment Services, LLC, clears through Pershing
    Schwab 81%
    $734M
  20. 6389
    CL Wealth Management LLCSchaumburg, IL · 2,168 clientsWealth managerPublic-company ownedHybridCabot Lodge Securities LLC, PKS Securities, Inc., clears through RBC Capital Markets, Raymond James, National Financial Services (Fidelity)
    RBC 64%Raymond James 26%
    $734M
  21. 6430
    FS Credit Income Advisor, LLCPhiladelphia, PA · 1 clientsAsset managerHybridFS Investment Solutions, LLC
    No custodian reported
    $726M
  22. 6431
    Renaissance Investment Group, LLCLenox, MA · 265 clientsWealth managerBank-affiliatedAffiliated broker-dealerSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 100%
    $726M
  23. 6462
    Robinhood VenturesMenlo Park, CA · 3 clientsAsset managerHybridRobinhood Financial, LLC, Robinhood Securities, LLC, clears through Robinhood, Wells Fargo Clearing Services
    No custodian reported
    $717M
  24. 6474
    G. A. Repple & CompanyCasselberry, FL · 3,207 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $716M
  25. 6498
    Redwood Investments, LLCBoston, MA · 85 clientsAsset managerAffiliated broker-dealerAlger Management, (singapore) PTE. LTD., Alger Management, LTD
    State Street 54%
    $710M
  26. 6504
    Arc Advisory LLCSan Francisco, CA · 762 clientsAsset managerAffiliated broker-dealerAxos Clearing LLC, Axos Invest LLC, clears through Axos Clearing
    Pershing 100%
    $708M
  27. 6508
    Duncker Streett & Co.St. Louis, MO · 173 clientsWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    Schwab 100%
    $707M
  28. 6515
    Empire Financial Management Company, LLCHolmdel, NJ · 983 clientsWealth managerHybridEmpire Asset Management Company
    RBC 100%
    $706M
  29. 6519
    Benjamin F. Edwards Wealth Management, LLCSt. Louis, MO · 1,104 clientsWealth managerWrap sponsorHybridBenjamin F. Edwards & Company, Incorporated
    Pershing 100%
    $705M
  30. 6554
    Lafise Global Advisors LLCMiami, FLAsset managerHybridLafise Securities LLC, clears through StoneX
    Stonex Securities 89%
    $699M
  31. 6568
    Compass Capital CorporationBraintree, MA · 1,318 clientsWealth managerHybridCompass Securities Corporation
    No custodian reported
    $695M
  32. 6579
    Moneda USA, Inc.New York, NY · 3 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $694M
  33. 6592
    Lazari Capital Management, Inc.Burbank, CA · 968 clientsWealth managerHybridLyndhurst Securities Inc., Michael Lazari Karapetian
    Fidelity 78%
    $691M
  34. 6595
    Alti Wealth Management (US International), Inc.Coral Gables, FL · 37 clientsWealth managerPublic-company ownedAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    J.P. Morgan 42%Morgan Stanley 30%Citi 28%
    $691M
  35. 6640
    McNally Advisors, LLCChicago, IL · 16 clientsPrivate fund adviserHybridMcNally Capital Securities, LLC
    No custodian reported
    $681M
  36. 6648
    Encore Housing Opportunity Fund Investment Manager, LLCBoca Raton, FL · 12 clientsPrivate fund adviserHybridBuilder Advisor Group, LLC
    No custodian reported
    $680M
  37. 6652
    Signal Securities, Inc.Fort Worth, TX · 1,137 clientsBroker-dealer firmHybridSignal Securities, Inc.
    No custodian reported
    $679M
  38. 6670
    Pasi Investments, LLCFarmington, CT · 439 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Empower Trust 48%Schwab 33%
    $676M
  39. 6679
    RDA Financial NetworkAkron, IA · 1,521 clientsWealth managerHybrid
    Schwab 100%
    $675M
  40. 6685
    Garden State Investment Advisory Services, LLCRed Bank, NJ · 2,531 clientsWealth managerWrap sponsorHybridGarden State Securities, Inc., clears through Axos Clearing
    Schwab 65%Axos 35%
    $674M

RIAs by state