Wealth manager, independent · Melville, NY
Compass Advisors
Compass Advisory Group LLC · SEC-registered investment adviser · CRD 288256 · SEC 801-110409
At a glance
Compass Advisors is an SEC-registered investment adviser based in Melville, New York, with $767 million in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 361 individual clients. By Form ADV it is a wealth manager, ranked 1,985th of 8,915 wealth managers and 6,245th of 17,210 SEC-registered advisers by assets.
Main office 516-938-2400compassadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $767M
- Rank among wealth managers
- #1,985 of 8,915
- Rank among all SEC RIAs
- #6,245 of 17,210
- Rank in New York
- #1,283 of 2,591
- Individual clients
- 361
- High-net-worth clients
- 121
- Accounts
- 1,152
- Discretionary
- 66% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Michael A. CuneoManaging Member and Partner
- Lauren M. KingManaging Member, Partner, and Chief Compliance Officer
- Jeffrey J. MyersChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Compass Advisors is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Capfinancial Securities, LLC..
- Capfinancial Securities, LLC. ↗CRD 126291
Its Form ADV brochure (filed February 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Certain Advisory Persons are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 161 | $338M | 44% |
| High-net-worth individuals | 121 | $300M | 39% |
| Individuals | 240 | $120M | 16% |
| Corporations or other businesses | 6 | $9M | 1% |
Disciplinary disclosures
Compass Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗compassadvisors.com ↗
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The full record on Compass Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 4,225 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Compass Advisors manage?
Compass Advisors reports $767 million in regulatory assets under management across 1,152 accounts, 66% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Compass Advisors?
Compass Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Compass Advisors’s clients?
By assets, its largest client types are pension and profit sharing plans ($338 million, 161 clients); high-net-worth individuals ($300 million, 121 clients); individuals ($120 million, 240 clients).
Does Compass Advisors have any disciplinary history?
Compass Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Compass Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →