Managing Member, Partner, and Chief Compliance Officer · Compass Advisors
Lauren M. King
CRD 4629988 · Named on Form ADV at one SEC-registered adviser
At a glance
Compass Advisors, an SEC-registered wealth manager based in Melville, NY with $767 million in regulatory assets, lists Lauren M. King on its Form ADV as Managing Member, Partner, and Chief Compliance Officer, a control person.
Firms and roles
- Compass AdvisorsManaging Member, Partner, and Chief Compliance OfficerWealth manager · Melville, NY · $767M in regulatory assets
AtlasMembers
Lauren’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael A. CuneoManaging Member and Partner, Compass Advisors
- Jeffrey J. MyersChief Investment Officer, Compass Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lauren’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.