Broker-dealer firm · Fort Worth, TX
Signal Securities, Inc.
SEC-registered investment adviser · CRD 15916 · SEC 801-63630
At a glance
Signal Securities, Inc. is an SEC-registered investment adviser based in Fort Worth, Texas, with $679 million in regulatory assets under management as of its Form ADV filed March 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,137 individual clients. By Form ADV it is a broker-dealer firm, ranked 184th of 391 broker-dealer firms and 6,652nd of 17,210 SEC-registered advisers by assets.
Main office 817-877-4256signalsecurities.comAs filed on Form ADV
- Regulatory AUM
- $679M
- Rank among broker-dealer firms
- #184 of 391
- Rank among all SEC RIAs
- #6,652 of 17,210
- Rank in Texas
- #412 of 1,081
- Individual clients
- 1,137
- High-net-worth clients
- 326
- Accounts
- 1,920
- Discretionary
- 7% of AUM
- Employees
- 35
- Advisory staff
- 23
- Offices
- 9
Owners and executives on its Form ADV
- Ivan Jerry SingletonEXE Chrm, Treas, Dir: Jointly Owned W/carla Wright
- Carla Beth WrightDIR, Corp Sec: Jointly Owned With Jerry Singleton
- Christopher Richard SnowCEO, Rosfp, DIR, MSP, CCO
Custody and brokerage
Custodian
Signal Securities, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Signal Securities, Inc. is a hybrid RIA: 23 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Signal Securities, Inc..
- Signal Securities, Inc. ↗CRD 15916
Its Form ADV brochure (filed March 2026) names Signal Securities as the broker-dealer its advisers are registered with.
filiations Principals and investment advisory representatives of Signal may also be licensed insurance agents through Signal’s Insurance Agency and registered representatives of Signal Securities, Inc., a FINRA 10 registered broker‐dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 326 | $554M | 82% |
| Individuals | 811 | $125M | 18% |
Disciplinary disclosures
Signal Securities, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗signalsecurities.com ↗
AtlasMembers
The full record on Signal Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 148 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Signal Securities, Inc. manage?
Signal Securities, Inc. reports $679 million in regulatory assets under management across 1,920 accounts, 7% of it on a discretionary basis, on its Form ADV filed March 4, 2026.
What kind of firm is Signal Securities, Inc.?
Signal Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Signal Securities, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($554 million, 326 clients); individuals ($125 million, 811 clients).
Does Signal Securities, Inc. have any disciplinary history?
Signal Securities, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Signal Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →