Private fund adviser · Dallas, TX
Westwood Wealth Management
Westwood Advisors, L.l.c · SEC-registered investment adviser · CRD 132162 · SEC 801-63410
At a glance
Westwood Wealth Management is an SEC-registered investment adviser based in Dallas, Texas, with $750 million in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 226 individual clients. By Form ADV it is a private fund adviser, ranked 2,614th of 4,686 private fund advisers and 6,316th of 17,210 SEC-registered advisers by assets.
Main office 214-756-6900westwoodetfs.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $750M
- Rank among private fund advisers
- #2,614 of 4,686
- Rank among all SEC RIAs
- #6,316 of 17,210
- Rank in Texas
- #385 of 1,081
- Individual clients
- 226
- High-net-worth clients
- 45
- Accounts
- 467
- Discretionary
- 99% of AUM
- Employees
- 62
- Advisory staff
- 14
- Offices
- 2
Owners and executives on its Form ADV
- John A. EhingerHead of Legal and Compliance
- Fabian N. GomezPresident
- Murray ForbesSVP, Chief Financial Officer, Treasurer
- Timothy RogersChief Wealth Administrative Officer
- Brian O. CaseyChief Executive Officer
- Susan V. ConleySVP, Private Wealth Advisor Lead
- Askari J FoyChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Westwood Wealth Management is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Salient Capital L.P..
- Salient Capital L.P. ↗CRD 147912
Its Form ADV brochure (filed April 2026) names Salient Capital as the broker-dealer its advisers are registered with.
Certain Westwood employees are licensed as Registered Representatives of Salient Capital, LP, an affiliated broker -dealer, and may receive sales compensation in connection with certain investments, including investments in Westwood funds o
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 14 | $516M | 69% |
| High-net-worth individuals | 45 | $98M | 13% |
| Corporations or other businesses | 166 | $68M | 9% |
| Individuals | 181 | $55M | 7% |
| Charitable organizations | 6 | $6M | <1% |
| Pension and profit sharing plans | 40 | $6M | <1% |
Private funds
Westwood Wealth Management reports 14 private funds with $516M in gross assets: hedge funds, private equity funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Westwood Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Commissions
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗westwoodetfs.com ↗
AtlasMembers
The full record on Westwood Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,240 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Westwood Wealth Management manage?
Westwood Wealth Management reports $750 million in regulatory assets under management across 467 accounts, 99% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is Westwood Wealth Management?
Westwood Wealth Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Westwood Wealth Management’s clients?
By assets, its largest client types are pooled investment vehicles ($516 million, 14 clients); high-net-worth individuals ($98 million, 45 clients); corporations or other businesses ($68 million, 166 clients).
Does Westwood Wealth Management manage private funds?
Yes. It reports 14 private funds with $516 million in gross assets, including hedge funds, private equity funds, real estate funds.
Does Westwood Wealth Management have any disciplinary history?
Westwood Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Westwood Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →