Private fund adviser · New York, NY
Lepercq De Neuflize Asset Management LLC
SEC-registered investment adviser · CRD 120109 · SEC 801-61082
At a glance
Lepercq De Neuflize Asset Management LLC is an SEC-registered investment adviser based in New York, New York, with $764 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,599th of 4,686 private fund advisers and 6,259th of 17,210 SEC-registered advisers by assets.
Main office 212-698-0700lepercq.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $764M
- Rank among private fund advisers
- #2,599 of 4,686
- Rank among all SEC RIAs
- #6,259 of 17,210
- Rank in New York
- #1,287 of 2,591
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Joshua M. FremedChief Operating Officer / Chief Compliance Officer
- William K. CleetonCo-Chief Investment Officer
- Thomas A. Riboud-SeydouxCo-Chief Investment Officer/chief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lepercq De Neuflize Asset Management LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Access Securities, LLC.
- Access Securities, LLC ↗CRD 22455
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Access Securities as the broker-dealer its advisers are registered with.
ng Officer/Chief Compliance Officer of LNAM, is a registered representative of Access Securities. 1600 Capital Partners LLC (“1600 Capital”) has entered into a services agreement with Ahakista Capital LLC (“Ahakista”) and with Lepercq, De
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $575M | 75% |
| Corporations or other businesses | 1 | $148M | 19% |
| Sovereign wealth funds and foreign official institutions | 1 | $40M | 5% |
Private funds
Lepercq De Neuflize Asset Management LLC reports 1 private funds with $575M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Lepercq De Neuflize Asset Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗lepercq.com ↗
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The full record on Lepercq De Neuflize Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,232 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lepercq De Neuflize Asset Management LLC manage?
Lepercq De Neuflize Asset Management LLC reports $764 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Lepercq De Neuflize Asset Management LLC?
Lepercq De Neuflize Asset Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Lepercq De Neuflize Asset Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($575 million, 1 clients); corporations or other businesses ($148 million, 1 clients); sovereign wealth funds and foreign official institutions ($40 million, 1 clients).
Does Lepercq De Neuflize Asset Management LLC manage private funds?
Yes. It reports 1 private funds with $575 million in gross assets, including hedge funds.
Does Lepercq De Neuflize Asset Management LLC have any disciplinary history?
Lepercq De Neuflize Asset Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lepercq De Neuflize Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →