Asset manager · Boston, MA
Redwood Investments, LLC
SEC-registered investment adviser · CRD 133028 · SEC 801-63597
At a glance
Redwood Investments, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $710 million in regulatory assets under management as of its Form ADV filed May 19, 2026. Its largest client group by assets is state or municipal government entities, and it reports 64 individual clients. By Form ADV it is a asset manager, ranked 1,532nd of 3,218 asset managers and 6,498th of 17,210 SEC-registered advisers by assets.
Main office 617-467-3000redwoodinv.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $710M
- Rank among asset managers
- #1,532 of 3,218
- Rank among all SEC RIAs
- #6,498 of 17,210
- Rank in Massachusetts
- #337 of 627
- Individual clients
- 64
- High-net-worth clients
- 63
- Accounts
- 85
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Jennifer K. SilverManaging Partner, Board of Managers
- Michael J MufsonManaging Partner, Board of Managers
- Tina PayneChief Compliance Officer
- Daniel C. ChungBoard of Managers
- Hal LiebesBoard of Managers
- Maureen A. HendricksBoard of Managers
- Robert L. KincelChief Financial Officer,treasurer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Alger Management, (singapore) PTE. LTD., Alger Management, LTD and Fred Alger & Company, LLC.
- Alger Management, (singapore) PTE. LTD.
- Alger Management, LTD
- Fred Alger & Company, LLC ↗CRD 5300
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 10 | $401M | 56% |
| Investment companies | 4 | $209M | 29% |
| High-net-worth individuals | 63 | $69M | 10% |
| Charitable organizations | 2 | $17M | 2% |
| Pooled investment vehicles | 2 | $11M | 1% |
| Corporations or other businesses | 2 | $3M | <1% |
| Pension and profit sharing plans | 1 | $1M | <1% |
| Individuals | 1 | $0M | <1% |
Disciplinary disclosures
Redwood Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗redwoodinv.com ↗
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The full record on Redwood Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,011 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Redwood Investments, LLC manage?
Redwood Investments, LLC reports $710 million in regulatory assets under management across 85 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 19, 2026.
What kind of firm is Redwood Investments, LLC?
Redwood Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Redwood Investments, LLC’s clients?
By assets, its largest client types are state or municipal government entities ($401 million, 10 clients); investment companies ($209 million, 4 clients); high-net-worth individuals ($69 million, 63 clients).
Does Redwood Investments, LLC have any disciplinary history?
Redwood Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Redwood Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →