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Asset manager · SAN Francisco, CA

Arc Advisory LLC

SEC-registered investment adviser · CRD 330258 · SEC 801-129936

At a glance

Arc Advisory LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $708 million in regulatory assets under management as of its Form ADV filed August 19, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 1,533rd of 3,218 asset managers and 6,504th of 17,210 SEC-registered advisers by assets.

Main office 510-213-8085joinarc.comLinkedInAs filed on Form ADV

Regulatory AUM
$708M
Rank among asset managers
#1,533 of 3,218
Rank among all SEC RIAs
#6,504 of 17,210
Rank in California
#751 of 1,873
Clients
762
Accounts
762
Discretionary
0% of AUM
Employees
25
Advisory staff
8
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. BNY Pershing$708M

Other RIAs using BNY Pershing

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Axos Clearing LLC and Axos Invest LLC.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses762$708M100%

Disciplinary disclosures

Arc Advisory LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗joinarc.com ↗

AtlasMembers

The full record on Arc Advisory LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 2 years of filings
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Growth over one, three and five years
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Rank against 1,009 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
6Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Arc Advisory LLC manage?

Arc Advisory LLC reports $708 million in regulatory assets under management across 762 accounts, on its Form ADV filed August 19, 2026.

What kind of firm is Arc Advisory LLC?

Arc Advisory LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.

Who are Arc Advisory LLC’s clients?

By assets, its largest client types are corporations or other businesses ($708 million, 762 clients).

Does Arc Advisory LLC have any disciplinary history?

Arc Advisory LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Arc Advisory LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →