Asset manager · Menlo Park, CA
Robinhood Ventures
Robinhood Ventures De, LLC · SEC-registered investment adviser · CRD 339165 · SEC 801-135024
At a glance
Robinhood Ventures is an SEC-registered investment adviser based in Menlo Park, California, with $717 million in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,522nd of 3,218 asset managers and 6,462nd of 17,210 SEC-registered advisers by assets.
Main office 650-389-9581robinhood.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $717M
- Rank among asset managers
- #1,522 of 3,218
- Rank among all SEC RIAs
- #6,462 of 17,210
- Rank in California
- #746 of 1,873
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 120
- Advisory staff
- 7
- Offices
- 2
Owners and executives on its Form ADV
- Shiv K. VermaPresident
- Hom W. TanChief Compliance Officer
- Sarah P. PeyronelChief Investment Officer
Custody and brokerage
Custodian
Robinhood Ventures’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Robinhood Ventures is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Robinhood Financial, LLC, Robinhood Securities, LLC, Robinhood U.K. LTD and Trade-Pmr Inc..
- Robinhood Financial, LLC ↗CRD 165998
An introducing broker-dealer: its trades clear through Robinhood, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Robinhood Securities, LLC ↗CRD 287900
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Robinhood U.K. LTD
- Trade-Pmr Inc. ↗CRD 46350
An introducing broker-dealer: its trades clear through Wells Fargo Clearing Services, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $682M | 95% |
| Business development companies | 1 | $25M | 4% |
| Pooled investment vehicles | 1 | $10M | 1% |
Disciplinary disclosures
Robinhood Ventures reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗robinhood.com ↗
AtlasMembers
The full record on Robinhood Ventures
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,009 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Robinhood Ventures manage?
Robinhood Ventures reports $717 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Robinhood Ventures?
Robinhood Ventures is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Robinhood Ventures’s clients?
By assets, its largest client types are investment companies ($682 million, 1 clients); business development companies ($25 million, 1 clients); pooled investment vehicles ($10 million, 1 clients).
Does Robinhood Ventures have any disciplinary history?
Robinhood Ventures reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Robinhood Ventures’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →