Private fund adviser · Chicago, IL
OFS CLO Management, LLC
SEC-registered investment adviser · CRD 288373 · SEC 801-110675
At a glance
OFS CLO Management, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $744 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,626th of 4,686 private fund advisers and 6,352nd of 17,210 SEC-registered advisers by assets.
Main office 847-734-2000ofsmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $744M
- Rank among private fund advisers
- #2,626 of 4,686
- Rank among all SEC RIAs
- #6,352 of 17,210
- Rank in Illinois
- #301 of 684
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 47
- Advisory staff
- 23
- Offices
- 3
Owners and executives on its Form ADV
- Bilal (. RashidPresident & Senior Managing Director
- Tod K. ReichertManaging Director, General Counsel, Chief Administrative Officers & Secretary
- Mukya S. PorterChief Compliance Officer
- Kyle SpinaChief Financial Officer
Custody and brokerage
Custodian
OFS CLO Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
OFS CLO Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: CCO Capital, LLC, CIM Group (australia) PTY LTD, CIM Group UK Limited, CIM Japan, LTD and Round Hill Capital Markets LTD.
- CCO Capital, LLC ↗CRD 31147
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- CIM Group (australia) PTY LTD
- CIM Group UK Limited
- CIM Japan, LTD
- Round Hill Capital Markets LTD ↗CRD 306688
Its Form ADV brochure (filed March 2026) names CCO Capital as the broker-dealer its advisers are registered with.
OFS CLO Management’s CCO is also a registered representative of CCO Capital, serving in a non-sales, compliance-related capacity.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $744M | 100% |
Private funds
OFS CLO Management, LLC reports 4 private funds with $744M in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
OFS CLO Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ofsmanagement.com ↗
AtlasMembers
The full record on OFS CLO Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,236 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does OFS CLO Management, LLC manage?
OFS CLO Management, LLC reports $744 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is OFS CLO Management, LLC?
OFS CLO Management, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are OFS CLO Management, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($744 million, 4 clients).
Does OFS CLO Management, LLC manage private funds?
Yes. It reports 4 private funds with $744 million in gross assets, including securitized asset funds.
Does OFS CLO Management, LLC have any disciplinary history?
OFS CLO Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is OFS CLO Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →