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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lodi, WI

Every SEC-registered investment adviser representative at a firm office in Lodi, with the firms that employ the most of them.

7 registered advisors work in Lodi; the most are at Commonwealth Financial Network (2). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Lodi

FirmAdvisors in Lodi
Commonwealth Financial Network news2
Diamond Wealth Partners1
Edward Jones news1
LPL Financial LLC news1
Osaic Wealth, Inc. news1
UBS Financial Services Inc. news1

Advisors in Lodi, A to Z

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Other cities in Wisconsin

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Milwaukee 1,133Madison 682Brookfield 508Green Bay 459Waukesha 440Appleton 413Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Oshkosh 89Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55

Questions

How many financial advisors are in Lodi, WI?

7 investment adviser representatives are registered at firm offices in Lodi, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lodi?

Commonwealth Financial Network, with 2 registered advisors in Lodi, followed by Diamond Wealth Partners with 1.

How do I check a financial advisor in Lodi?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.