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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Germantown, WI

Every SEC-registered investment adviser representative at a firm office in Germantown, with the firms that employ the most of them.

35 registered advisors work in Germantown; the most are at LPL Financial LLC (10). 4 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Germantown

FirmAdvisors in Germantown
LPL Financial LLC news10
Thrivent Investment Management Inc.5
Edward Jones news3
J.P. Morgan Securities LLC news3
Pfs Investments Inc.3
Belpointe Asset Management LLC1
Charles Schwab & Co., Inc. news1
Crossover Capital Trading LLC1
Direction Financial Management, LLC1
Gateway Wealth Partners, LLC1
Northwestern Mutual Investment Services, LLC1
Osaic Wealth, Inc. news1
Park Avenue Securities LLC1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
World Investment Advisors, LLC1

Advisors in Germantown, A to Z

CFP advisors in Germantown →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in Germantown, WI?

35 investment adviser representatives are registered at firm offices in Germantown, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Germantown?

LPL Financial LLC, with 10 registered advisors in Germantown, followed by Thrivent Investment Management Inc. with 5.

How do I check a financial advisor in Germantown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.