Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Germantown, WI
Every SEC-registered financial advisor at a firm office in Germantown who lists the Certified Financial Planner designation, A to Z.
4 CFP professionals work in Germantown; the most are at Direction Financial Management, LLC (1). 3 are also registered broker representatives.
CFP advisors in Germantown, A to Z
Every advisor in Germantown →- Justin DelwicheStrategic Advisers LLC · Certified Financial Planner
- Eric J. DemmonLPL Financial LLC · Certified Financial Planner
- Diane L. EsserDirection Financial Management, LLC · Certified Financial Planner
- Stephen L. WilliamsThrivent Investment Management Inc. · Certified Financial Planner
Firms with the most CFP professionals in Germantown
Direction Financial Management, LLC 1LPL Financial LLC 1Strategic Advisers LLC 1Thrivent Investment Management Inc. 1
CFP advisors in other Wisconsin cities
All of Wisconsin →Madison 116Brookfield 97Milwaukee 80Green Bay 75Appleton 61Waukesha 42Middleton 41Mequon 23Altoona 20Eau Claire 18De Pere 17Wausau 17Delafield 12Hudson 12Verona 12Fitchburg 11Janesville 11La Crosse 11Onalaska 11Stevens Point 11Wauwatosa 11Racine 10New Berlin 9Oshkosh 9
Questions
How many CFP financial advisors are in Germantown, WI?
4 SEC-registered investment adviser representatives at firm offices in Germantown, Wisconsin list the CFP designation; Direction Financial Management, LLC employs the most of them (1).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Germantown?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.