Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middleton, RI

Every SEC-registered investment adviser representative at a firm office in Middleton, with the firms that employ the most of them.

The short answer

1 registered advisors work in Middleton; the most are at Latitude Advisors, LLC (1). 1 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Middleton

FirmAdvisors in Middleton
Latitude Advisors, LLC1

Advisors in Middleton, A to Z

CFP advisors in Middleton →
  • Mark C. WoodsLatitude Advisors, LLC · Certified Financial Planner

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10

Questions

How many financial advisors are in Middleton, RI?

1 investment adviser representatives are registered at firm offices in Middleton, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Middleton?

Latitude Advisors, LLC, with 1 registered advisors in Middleton.

How do I check a financial advisor in Middleton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.