Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Tryon, NC
Every SEC-registered investment adviser representative at a firm office in Tryon, with the firms that employ the most of them.
5 registered advisors work in Tryon; the most are at LPL Financial LLC (4). 1 list the CFP designation and 5 are also registered broker representatives.
Firms with the most advisors in Tryon
| Firm | Advisors in Tryon |
|---|---|
| LPL Financial LLC news | 4 |
| Edward Jones news | 1 |
Advisors in Tryon, A to Z
CFP advisors in Tryon →- Michael K. AshworthLPL Financial LLC · Certified Financial Planner
- James J. Geddings Jr.Edward Jones
- Katheryn L. GordonLPL Financial LLC
- Lisa P. MurphyLPL Financial LLC
- Bryson M. ShookLPL Financial LLC
Other cities in North Carolina
All of North Carolina →Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58
Questions
How many financial advisors are in Tryon, NC?
5 investment adviser representatives are registered at firm offices in Tryon, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Tryon?
LPL Financial LLC, with 4 registered advisors in Tryon, followed by Edward Jones with 1.
How do I check a financial advisor in Tryon?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.