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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spindale, NC

Every SEC-registered investment adviser representative at a firm office in Spindale, with the firms that employ the most of them.

3 registered advisors work in Spindale; the most are at Edward Jones (2). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Spindale

FirmAdvisors in Spindale
Edward Jones news2
Cetera Investment Advisers LLC news1

Advisors in Spindale, A to Z

Search all of North Carolina →

Other cities in North Carolina

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Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Spindale, NC?

3 investment adviser representatives are registered at firm offices in Spindale, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Spindale?

Edward Jones, with 2 registered advisors in Spindale, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Spindale?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.