Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Flat Rock, NC
Every SEC-registered investment adviser representative at a firm office in Flat Rock, with the firms that employ the most of them.
4 registered advisors work in Flat Rock; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.
Firms with the most advisors in Flat Rock
| Firm | Advisors in Flat Rock |
|---|---|
| Cetera Investment Advisers LLC news | 1 |
| Edward Jones news | 1 |
| Leavell Investment Management, Inc. | 1 |
| Shankland Financial Advisors, LLC | 1 |
Advisors in Flat Rock, A to Z
Search all of North Carolina →- Jared M. FackrellEdward Jones
- Richard LehrerCetera Investment Advisers LLC
- Daryl B. ShanklandShankland Financial Advisors, LLC
- Michael C. TeelLeavell Investment Management, Inc.
Other cities in North Carolina
All of North Carolina →Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58
Questions
How many financial advisors are in Flat Rock, NC?
4 investment adviser representatives are registered at firm offices in Flat Rock, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Flat Rock?
Cetera Investment Advisers LLC, with 1 registered advisors in Flat Rock, followed by Edward Jones with 1.
How do I check a financial advisor in Flat Rock?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.