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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Canton, NC

Every SEC-registered investment adviser representative at a firm office in Canton, with the firms that employ the most of them.

4 registered advisors work in Canton; the most are at Ameriprise Financial Services, LLC (2). 2 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Canton

FirmAdvisors in Canton
Ameriprise Financial Services, LLC news2
Edward Jones news2

Advisors in Canton, A to Z

CFP advisors in Canton →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Canton, NC?

4 investment adviser representatives are registered at firm offices in Canton, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Canton?

Ameriprise Financial Services, LLC, with 2 registered advisors in Canton, followed by Edward Jones with 2.

How do I check a financial advisor in Canton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.